Overall survival with crizotinib and next-generation ALK inhibitors in ALK-positive non-small-cell lung cancer (IFCT-1302 CLINALK): a French nationwide cohort retrospective study

INTRODUCTION

The anaplastic lymphoma kinase (ALK) gene is rearranged in approximately 5% of non-small-cell lung cancer (NSCLC) cases, leading to constitutive activation of the ALK tyrosine kinase domain and tumorigenesis [1, 2]. Crizotinib is an inhibitor of ALK kinase activity that has demonstrated its superiority over conventional chemotherapy in advanced ALK-positive NSCLC [3, 4]. Crizotinib was compared to standard first-line and second-line chemotherapy in two randomized Phase III trials (PROFILE 1014 and PROFILE 1007), achieving higher response rates and a significantly longer median progression-free survival (PFS) [3, 4]. It is now approved worldwide for treating advanced ALK-positive NSCLC.

The estimation of overall survival (OS) with crizotinib has not yet been fully documented. A retrospective analysis comparing 30 crizotinib-treated ALK-positive NSCLC patients to 23 crizotinib-naïve ones reported longer OS in the former (1-year OS: 70% vs. 44%; 2-year OS: 55% vs. 12%, respectively) [5]. In the PROFILE 1007 trial comparing crizotinib to pemetrexed or docetaxel as second-line following platinum-based regimen failure, an updated survival analysis showed a median OS with crizotinib at 21.7 months but identified no difference in OS between the crizotinib arm and chemotherapy arm, probably due to a cross-over in the chemotherapy arm [6]. Another limitation comes from the restrictive inclusion criteria implemented in clinical trials, meaning any benefit observed in a selected population might not reflect that in daily practice.

Most patients experience progressive disease (PD) within one year of crizotinib initiation [3, 4]. Locally-ablative treatment could extend disease control with crizotinib in oligoprogressive disease [7, 8], and continuing crizotinib beyond PD (CBPD) might favourably impact survival outcomes [9]. Anecdotal clinical response to crizotinib rechallenge has been reported [10, 11]. The efficacy of conventional chemotherapy is debatable as very little clinical data is available after crizotinib failure [12].

Next-generation ALK inhibitors (ALKis) can overcome resistance to crizotinib. Ceritinib has proven efficacious in crizotinib-pretreated patients in a dose escalation Phase I trial (response rate: 56%; median PFS: 6.9 months), and has been approved by both FDA and EMA following crizotinib failure [13, 14]. Alectinib is also effective in crizotinib-pretreated patients (response rate: 48-55%; PFS: 8.1-8.9 months) and FDA approved [15–17]. Other promising next-generation ALKis are under clinical investigation [18, 19]. Given their efficacy, a potential survival benefit associated with using next-generation ALKi following crizotinib failure has been suspected, though not yet proven, in comparison with other systemic treatment options [20–22].

The IFCT-1302 CLINALK study sought to evaluate OS under crizotinib in a large unselected population of ALK-positive NSCLC patients. We also aimed to examine the different systemic treatments’ effect on survival following crizotinib and whether next-generation ALKis improve survival outcomes in this setting.

RESULTS

Patient characteristics

In total, 318 patients were selected for data collection and analysis (Figure 1). Of them, 214 met the inclusion criteria in the French crizotinib expanded access program (EAP) database. Following EAP discontinuation, 104 additional ALK-positive patients treated with crizotinib as second-line approved drug were enrolled.

Table 1 presents the patients’ characteristics on initiating crizotinib. Half were male, the median age was under 60 years old, and the majority had never smoked and presented with adenocarcinomas. One third exhibited brain metastasis, and 77.3% PS 0 or 1.

One hundred seventy-two patients (54.1%) received crizotinib as second-line treatment, 16 (5.0%) were treated in the front-line setting, 59 (18.6%) in third-line, and 71 (22.3%) in fourth- or further-line setting. The mean time from diagnosis of advanced disease to initiating crizotinib treatment was 13.9 months (95% CI: 12.4-15.5). Platinum- and pemetrexed-based chemotherapy were administered before crizotinib to 277 (91.7%) and 244 (80.8%) patients, respectively.

Crizotinib efficacy

Disease progression was observed in 284 patients (89.3%) by the time of data cut-off. The median PFS under crizotinib was 6.8 months (95% CI: 5.6-8.3). Of the 267 evaluable patients, one complete response (0.4%) and 133 partial responses (49.8%) were reported for an ORR of 50.2% (95% CI: 44.2-56.2). The DCR was 74.9% (95% CI: 69.7-80.1). At time of the analysis, 39 patients were still receiving crizotinib.

Analysis of overall survival with crizotinib

We lost 14 patients (4.4%) to follow-up. By the time of the analysis, 209 patients (65.7%) had died. The median duration of follow-up was 44.4 months (95% CI: 40.6-47.5). The median OS from diagnosis of metastatic disease was 30.9 months (95% CI: 26.7-34.5).

The median OS from first crizotinib dose was 16.6 months (95% CI: 12.2-19.6) (Figure 2). The 6- and 12-month survival rates were 73.4% (95% CI: 68.5-78.3) and 56.2% (95% CI: 50.7-61.7), respectively. After adjusting for potential confounding factors, multivariable Cox regression (Table 2) revealed former- or never-smoker status on crizotinib initiation, adenocarcinoma histology, and PS 0-1 to be significantly associated with decreased risk of death. Median OS was significantly longer for patients with PS 0-1 than those with PS 2-4 (19.5 months [95% CI: 16.5-25.0] versus 4.5 months [95% CI: 3.0-7.3], log rank p <0.001). The line of crizotinib therapy did not impact OS (Table 2).

Effect on overall survival of systemic treatments following progression on crizotinib

Disease progression on crizotinib was documented in 284 patients. To avoid an immortal time bias and the inclusion in survival analysis of patient who could not receive subsequent treatments after crizotinib, the 21 patients who died under crizotinib were not considered for the survival analysis of systemic treatments following progression on crizotinib. Finally, a population of 263 with documented progressive disease was considered.

The sites of progression are provided in Supplementary Table 1, including 99 cases (37.6%) of cerebral progression, regardless of the extra-cerebral status. There were 136 (51.7%) oligoprogressive diseases, 60 (44.1%) of which occurred in the brain.

CBPD was documented in 86 patients (32.7%). The median duration of CBPD was 6.6 months (range: 0.7-35.2). The baseline characteristics and progression patterns of CBPD and non-CBPD patients are provided in Table 3. Patients under 65 years, with PFS on crizotinib ≥median, cerebral progression, and oligoprogression were more common in the CBPD population. This population was more commonly treated with next-generation ALKis following disease progression. The median OS from the first crizotinib dose was significantly longer in CBPD patients than in non-CBPDs (32.2 months [95% CI: 25.4-NR] versus 11.2 months [95% CI: 8.4-12.9]; log rank p <0.0001), as was median post-PD survival (18.7 months [95% CI: 15.1-26.9] versus 4.0 months [95% CI: 3.0-5.6]; log rank p <0.0001).

The drugs administered as first-line and second-line post-crizotinib are shown in Table 4 (full details in Supplementary Table 2). The next-generation ALKis administered were ceritinib for 57 patients, alectinib for 19, ceritinib then alectinib for five, ceritinib then lorlatinib in one, and alectinib then ceritinib in two. Crizotinib was rechallenged in nine (3.4%). Chemotherapy was combined with ALKis in eight. Twenty patients received unmonitored subsequent systemic treatment after second-line post-PD: 10 in the group receiving next-generation ALKis and 10 in the group receiving subsequent drugs other than next-generation ALKi.

In order to analyse the effect different systemic treatments have on survival following progression on crizotinib, the patients were separated into three groups: best supportive care (BSC) only (n=105, 40%), subsequent drugs other than next-generation ALKis (n=74, 28.1%), and next-generation ALKis (n=84, 31.9%). The characteristics at baseline and time of disease progression are provided in Table 5. Patients receiving BSC only were older, had poorer PS, were heavily pretreated, and more frequently exhibited PFS on crizotinib <median than those receiving subsequent drugs. Patients receiving next-generation ALKis were younger, more frequently exhibited PFS on crizotinib ≥median, more frequently received CBPD, and more frequently exhibited cerebral progression than patients receiving subsequent drugs other than next-generation ALKis.

Median post-PD survival was 6.5 months (95% CI: 5.3-9.8). Multivariable Cox regression (Table 6) revealed that next-generation ALKis and CBPD were associated with improved survival from the first crizotinib dose, as well as improved post-PD survival, as were baseline PS 0-1, PFS with crizotinib ≥median, cerebral progression, and oligoprogression. Subsequent treatment other than next-generation ALKis did not improve survival. BSC only was associated with worse survival from the first crizotinib dose and worse post-PD survival.

For patients receiving next-generation ALKis, median OS from the first crizotinib dose was not reached (Figure 3A). The 1- and 3-year survival rates from the first crizotinib dose were 92.9% (95% CI: 87.3-98.4) and 59.2% (95% CI: 46.4-72.1), respectively. Post-PD survival was significantly longer for patients receiving next-generation ALKis than either those receiving subsequent drugs other than next-generation ALKis or those receiving BSC only (25.0 months [95% CI: 18.6-NR] versus 6.4 months [95% CI: 5.1-10.2] versus 1.5 [95% CI: 0.8-2.1], log rank p=0.0002) (Figure 3B).

The median OS from diagnosis of metastatic disease was 89.6 months (95% CI: 53.5-not reached) for patients receiving next-generation ALKi and significantly longer than either those receiving subsequent drugs other than next-generation ALKi (28.2 months [95% CI: 22.1-33.0]) or those receiving BSC only (19.6 months [95% CI: 15.1-24.5]) (log rank P<0.001) (Figure 3C).

DISCUSSION

Our findings provide a robust OS estimation for patients receiving crizotinib for advanced ALK-positive NSCLC primarily pretreated with first-line platinum-based regimens. Additionally, our analysis of systemic treatments following disease progression on crizotinib suggests that next-generation ALKis substantially prolong survival after crizotinib failure in comparison with other treatment strategies.

We report a median OS of 16.6 months after initiation of crizotinib, which is slightly shorter than the previous estimation of 21.7 months reported by the PROFILE 1007 trial evaluating crizotinib in the second-line setting. This could be the result of selecting patients in clinical trials compared to all-comer patients treated in daily practice. Our patients were older, less commonly women and non-smokers, with poorer PS than those enrolled in PROFILE 1007 [4]. In 40.9% of cases, patients received more than one systemic treatment before crizotinib and were less able to receive subsequent treatments, though the line of crizotinib treatment did not impact survival outcomes on crizotinib in our study. Almost all were of non-Asian ethnicity, compared to 54% of the patients in PROFILE 1007 [4]. A non-Asian ethnicity-related negative effect on outcome could not be excluded [23].

Current smoking at time of crizotinib initiation had a strong negative effect on survival outcomes. ALK rearrangement is detected in higher proportions in non-smokers and former smokers [1]. Very few current smokers were enrolled in clinical trials with crizotinib, meaning little is known about crizotinib efficacy in this patient subset [3, 4]. The current-smoker population could consist of those with very poor prognosis and a specific biological pattern, explaining the lack of efficacy of crizotinib. Furthermore, cigarette smoking induces cytochromes CYP1A1/1A2 and is hypothesized to alter anti-EGFR erlotinib pharmacokinetics, resulting in worse clinical outcomes [24, 25]. Crizotinib elimination via CYP1A1/1A2 has not been reported, yet our data suggests cigarette smoking has a potential impact on its pharmacokinetics [26, 27]. Nevertheless, only 29 patients were current smokers at time of crizotinib initiation in our study. Our results warrant validation in a larger cohort. On the other hand, PS 2-4 at time of crizotinib initiation was associated with worse survival with crizotinib and after disease progression. This suggests that ALKis should be given to ALK-positive patients as soon as possible in the disease course.

CBPD was associated with remarkably similar survival outcomes to those previously reported by Ou et al. [9]. CLINALK and Ou et al. studies reported median OS with crizotinib of 32.2 and 29.6 months in the CBPD population and 11.2 and 10.8 months in non-CBPD, respectively [9]. The similar survival benefit we observed with CBPD in two independent cohorts, and persistence of this benefit following adjustment for the different systemic treatment strategies initiated after disease progression on crizotinib, confirm the validity of this approach, previously legitimised by the lack of effective and well-tolerated drugs available for strategies following crizotinib failure. Next-generation ALKis have emerged as the preferred treatment in this setting due to their ability to overcome crizotinib resistance. In our study, they deeply impacted survival outcomes when given after disease progression on crizotinib, whereas other systemic treatments did not and, as expected, BSC only was associated with worse survival.

Given its retrospective nature, this survival analysis had several limitations. We included patients receiving crizotinib at different times in their disease course, in second- or third-line in 72.7% of the cases. The survival analysis focused on three non-randomized and unmatched groups of patients according to systemic treatment received after disease progression on crizotinib. As a result, the characteristics of these three groups are partially imbalanced, with biases in patient selection potentially causing the improved survival observed in those receiving CBPD or next-generation ALKis. Alternatively, this could also be due to specific tumour biology and high sensitivity to ALK inhibition, rather than a direct effect of treatment strategies. Patients received next-generation ALKis as clinical trial participants, all with good prognosis. Finally, locally-ablative treatments in cases of oligoprogressive disease were not recorded, potentially causing a partial bias in our results.

Nevertheless, we provide an estimation of survival benefit with next-generation ALKis adjusted for potential confounding factors, including patterns of progression on crizotinib and CBPD, compared to a population treated with systemic treatments other than next-generation ALKis or BSC only. A recently published retrospective analysis of 73 patients treated with crizotinib then ceritinib reported a 49.4-month OS from diagnosis of metastatic disease, though did not provide a comparator population [20]. Two smaller studies with 11 and 13 patients treated with crizotinib then reported good survival outcomes [21, 22]. In our study, the 84 patients receiving next-generation ALKis after crizotinib achieved an 89.6-month OS from diagnosis of metastatic disease, with a 59.2% 3-year survival from the first crizotinib dose and median post-PD survival of 25.0 months. The survival rates reported here in a large population treated with crizotinib then next-generation ALKis could represent an interesting benchmark for ongoing clinical trials assessing how best to sequence the available ALKis. The ALEX trial (NCT02075840) is comparing crizotinib and alectinib in first-line setting with no crossover at time of progression. In contrast, the NCI ALK Master Protocol (NCT02465060) will compare in first-line a standard treatment arm with crizotinib to several next-generation ALKis and evaluate different sequential strategies by incorporating systematic crossover in each treatment arm.

In conclusion, the prolonged survival observed in crizotinib clinical trials in ALK-positive NSCLC can also be observed in less selective patient populations treated in routine practice. The remarkable median survival from diagnosis of metastatic disease of 89.6 months reported in patients treated with next-generation ALKis after crizotinib emphasizes the importance of accelerated access to diagnostic tools and targeted therapy in molecularly-defined populations. While this study was unable to resolve the question of how best to sequence ALKis, it could provide a rationale that supports the use of sequential ALKis rather than non-targeted treatment after crizotinib failure, along with offering an historical benchmark for the ongoing clinical trials in this setting.

MATERIALS AND METHODS

Study population and procedures

This retrospective study included only patients with diagnosis of ALK-rearranged NSCLC determined by fluorescent in situ hybridization (FISH, performed on a routine basis at certified molecular genetics French National Cancer Institute [INCa] platforms using a certified break-apart FISH assay), with advanced/metastatic NSCLC, aged ≥18 years, not enrolled in a crizotinib trial, having received at least 7 days of crizotinib treatment. All received 250mg oral crizotinib twice daily at initiation.

The French crizotinib expanded access program (EAP) enrolled 313 patients exhibiting any ALK-positive tumours from November 18^th 2010 to October 23^th 2012. The EAP database was provided by Pfizer. Of the 117 identified investigational centres, 80 agreed to participate. After EAP discontinuation, we enrolled patients receiving second-line crizotinib as approved drug until December 31^th 2013 at participating centres.

Data and survival follow-up were extracted from medical records by investigators in each centre and documented in a standard case report form. Database is held by the French Collaborative Thoracic Intergroup (IFCT) that ensured the quality of the data collected by monitoring the centres via periodic visits of IFCT clinical research associates. Medical monitoring was performed by two co-authors (MD, DMS). The source documents proving the collected data’s integrity are filed at the investigational centre.

Definitions and study endpoints

The sites where PD manifested were reported. Oligoprogressive disease was defined as progression in only one site. CBPD was defined as continuing crizotinib for over 21 days following RECIST-defined PD and best response to crizotinib other than PD. First-line and second-line drugs following crizotinib failure and corresponding response according to RECIST 1.1. were monitored. Crizotinib rechallenge was defined as crizotinib initiation following at least one systemic therapy following PD under crizotinib [28].

The primary end-point was OS measured from the date of first crizotinib dose. Secondary endpoints included: objective response rate (ORR) according to RECIST 1.1, evaluated by investigators; disease control rate (DCR); PFS, according to RECIST 1.1.; OS from PD under crizotinib (post-PD survival); OS from diagnosis of metastatic disease.

Study oversight

This non-interventional study was conducted in accordance with the Declaration of Helsinki and Good Clinical Practice guidelines, approved by a national ethics committee, French Advisory Committee on Information Processing in Material Research in the Field of Health, and France’s national data protection authority (CNIL). All participating departments approved the study protocol. All included patients still alive received information from their referring physician.

Statistical analysis

Variable characteristics were compared with the chi-squared or Fisher’s exact tests for qualitative variables and Student’s t-test or ANOVA for quantitative variables. The Kaplan-Meier method was used to estimate all OS endpoints. We estimated hazard ratios (HRs) and 95% confidence intervals (CIs) using a Cox model. Univariate Cox models were applied to select the most promising prognostic variables (threshold p=0.20). A multivariate Cox model was then applied using a backwards procedure to adjust for potential confounders. OS was defined as the date of first crizotinib dose to death or final follow-up. Post-PD survival was defined as the date of RECIST-defined PD under crizotinib to death or final follow-up. The cut-off for survival analysis was July 31^st 2015. All statistical tests were two-sided, and a p value <0.05 was deemed statistically significant. All analyses were performed using SAS software, Version 9.3 (SAS Institute).

ACKNOWLEDGMENTS

We thank all the investigators and their staff, including Samir Abdiche from Centre Hospitalier (CH) de Libourne; Pascal Assouline from CH de Longjumeau; Fabrice Barlési from Assistance Publique - Hôpitaux de Marseille; Patricia Barre from CH de Cahors; Olivier Bernard from Clinique Calabet; Céline Bremeault from CH de Douai; Stéphane Chouabe from CH de Charleville Mézières; Philippe Colin from Institut Courlancy, Reims; Bruno Coudert from Centre Régional de Lutte Contre le Cancer de Dijon; Marie Coudurier from CH de Chambéry; Catherine Daniel from Institut Curie, Paris; Didier Debieuvre from CH de Mulhouse; Chantal Decroisette from CH d’Annecy; Bertrand Delclaux from CH de Troyes; Marc Derollez from Polyclinique du Parc, Maubeuge; Raymond Despax from Clinique Pasteur, Toulouse; Adrien Dixmier from CH Régional (R) d’Orléans; Pascal Do from Centre Régional de Lutte Contre le Cancer de Caen; Pascale Dubray-Longeras from Centre Jean Perrin de Clermont-Ferrand; Cécile Dujon from CH de Versailles; Yannick Duval from CH de Cannes; Elisabeth Fabre from Hôpital européen Georges-Pompidou, Paris; Eric Fauchon from CH Intercommunal (I) de Saint-Julien-en-Genevois; Cyril Alain Foa Poisson From Hôpital Saint Joseph, Marseille; Pascal Foucher du CH Universitaire (CHU) Bocage, Dijon; Pierre Fournel from Institut de Cancérologie de la Loire, Saint-Priest en Jarez; Sylvie Friard from Hôpital Foch, Suresnes; Laure Gautier-Felizot from CH de Dax; Béatrice Gentil from CH de Bourgoin-Jallieu; Violaine Sylvie Giraud Labrune from Hôpital Ambroise Paré, Boulogne; François Goldwasser from Hôpital Cochin, Paris; Michel Grivaux from CH de Meaux; Werner Hilgers from Institut Sainte Catherine, Avignon; Gaelle Jeannon from CHU de Clermont-Ferrand; Stéphane Jouveshomme from Hôpital Saint Joseph, Paris; Sylvie Julien from CH de Rodez; Lize Kiakouama-Maleka from Hôpital de la Croix Rousse, Lyon; Jean-Philippe Kraemer from CHI Saint Raphaël, Fréjus; Corine Lamour from CHU de Poitiers; Etienne Leroy-Terquem from CHI de Meulan; Geneviève Letanche from Clinique de Vénissieux; Cécile Leyronnas from Institut Daniel Hollard, Grenoble; Jacques Margery from Hôpital d’instruction des armées Percy, Clamart; Michael Martin from CH d’Angoulême; Vincent Massart from Clinique Saint Laurent, Rennes; Boris Melloni from Hôpital du Cluzeau, Limoges; Karine Michaux from CH de Mâcon; Olivier Molinier from CH Général (G) de Le Mans; Isabelle Monnet from CHI de Créteil; Laurent Nguyen from Clinique Saint Augustin, Bordeaux; Luc Odier from CH de Villefranche sur Saône; Eric Pichon from CHU de Tours; Jean Quieffin from CH de Le Havre; Stéphane Raymond from Hôpital Robert Schuman, Metz; Véronique Reboullet from CH Louis Pasteur de Dole; Aldo Renault from CHG de Pau; Sophie Schneider from CH de Bayonne; Roland Schott from Centre Régional de Lutte Contre le Cancer de Strasbourg; Hélène Senellart from Centre Régional de Lutte Contre le Cancer de Nantes; Antoine Serre from Clinique Valdegour, Nîmes; Pierre-Jean Souquet form CHU Lyon-Sud; Bernard Tanguy from CH de Saint-Denis Réunion; Valérie Tanopoulos from CH d’Agen; Luc Thiberville from CHU de Rouen; Frédéric Viret from Hôpital Privé d’Antony; Annie Wdowik from CH Bretagne Atlantique, Vannes

We wish to thank the following individuals for their participation in data collection, monitoring, and computing: S Dos Santos and A Lejeune (Intergroupe Francophone de Cancérologie Thoracique, Paris, France).

CONFLICTS OF INTEREST

MD has received research funding from Novartis. He has been reimbursed for travel, accommodation, and/or other expenses by Novartis, Pfizer and Roche.

BB has received research funding from Novartis.

JC has received research funding from Novartis and Pfizer. He has served as a consultant (advisory board) for Novartis, Pfizer and Roche.

MP served as a consultant (advisory board) for Novartis, Pfizer, Roche and Lilly.

BM has served as a consultant (advisory board) for Novartis, Pfizer, Bristol-Myers Squibb, MSD and Lilly.

ED has received research funding from Roche. He has served as a consultant (advisory board) for Novartis, Pfizer, Roche and Lilly.

CAV has served as a consultant (advisory board) for Pfizer.

LM has been reimbursed for travel, accommodation, and/or other expenses by Pfizer.

RV has served as a consultant (advisory board) for Boehringer Ingelheim, Astra-Zeneca and Bristol-Myers Squibb.

ABC has served as a consultant (advisory board) for Novartis, Pfizer and Roche.

DMS has received research funding from Pfizer. He has served as a consultant (advisory board) for Novartis, Pfizer and Roche.

All remaining authors (LBG, RD, JH, JO, AMF, FG, PBR, AL, PM, FM) have declared no conflicts of interest.

GRANT SUPPORT

Pfizer Oncology and the French Ligue Against Cancer provided funding. Pfizer Oncology provided access to the French crizotinib EAP database. Pfizer Oncology and The French Ligue Against Cancer neither identified nor collected data for the enrolled patients and had no input in its design, and provided the authors with no input concerning their analysis or interpretation of the data collected and were not involved in writing the report.

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