Assessment of tumor response as a surrogate endpoint of survival in recurrent/platinum-resistant ovarian carcinoma: A Gynecologic Oncology Group study

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Abstract

Purpose

We investigated whether tumor response rate (TRR), disease control rate (DCR), or progression-free survival (PFS) was a valid surrogate for overall survival (OS) in phase II trials of second-line therapies for patients with platinum-resistant ovarian carcinoma (PROC).

Methods

We retrospectively evaluated data from 11 second-line phase II trials conducted for PROC by the Gynecologic Oncology Group (GOG). TRR included complete response and partial response (CR/PR) and DCR was defined as either tumor response or stable disease (CR/PR + SD). Survival by tumor response was analyzed using a landmark approach. Correlations of OS with TRR, DCR, and PFS were estimated.

Results

Among 407 patients analyzed the TRR was 13.8% (56/407) and DCR was 38.8% (158/407). Median OS was 10.2 months while median PFS was only 2.4 months. Median OS among patients with a best response of CR/PR, SD, and progressive disease (PD) was 13.3, 12.1 and 5.7 months, respectively, showing no difference between CR/PR and SD. From a protocol level, DCR correlated better with OS (Pearson r = 0.748; Tau-b r = 0.514) compared to TRR (Pearson r = 0.564; Tau-b r = 0.404). PFS rate at 6 months (Pearson r = 0.661; Tau-b r = 0.514) also correlated strongly with OS.

Conclusions

This study demonstrates the limitations of the use of response rate alone in PROC. Clinical benefit, as defined by OS, appeared similar for patients with an objective response and those with SD. The DCR, by including tumor response and SD may have utility as a surrogate endpoint for survival in phase II therapeutic trials in PROC.

Introduction

Recurrent ovarian cancer patients are heterogeneous with respect to their potential for response to second-line therapy. Markman and Hoskins were the first to stratify these patients based on their treatment-free interval [1]. Patients were classified as having platinum-resistant ovarian cancer if there was progression on primary platinum-based therapy, less than a partial response to a platinum-based regimen, or recurrence within six months of completing a platinum-based regimen. Alternatively, patients were classified as having potentially platinum-sensitive ovarian cancer if they demonstrated at least a partial response to a platinum-based regimen and had a treatment-free interval of more than six months. The likelihood of response to re-treatment with platinum is directly related to the duration of the initial platinum-free interval, and some groups have used 12 months to define a more highly-responsive platinum-sensitive population. This stratification of patients has provided a useful framework for targeted development of clinical trials, and selection of treatment options for management of recurrent disease based on expectations of response to second-line therapy, as well as the duration of progression-free survival (PFS) and overall survival (OS).

The goals of chemotherapy in recurrent ovarian cancer include management of disease related symptoms, optimizing quality of life, prolonging symptom-free survival, and prolonging OS, all achieved with an acceptable level of treatment-related toxicity. When assessing the potential clinical benefit of a particular therapeutic intervention, numerous endpoints, including measurable disease response, PFS, OS, and more recently, quality of life, have been used. Most single-arm non-randomized phase II trials have evaluated the response rate of an experimental regimen with reference to historical thresholds to screen for evidence of clinical activity. Formal response criteria were established by the World Health Organization (WHO) (utilizing the sum of the products of the two largest diameters of the measurable lesions), but have more recently been replaced by Response Evaluation Criteria in Solid Tumors (RECIST-I and RECIST-II) (the sum of the largest diameter of the measurable lesions) [2].

Among clinical efficacy endpoints, OS has traditionally been considered the most definitive measure of clinical benefit and is the easiest to accurately determine, but requires long-term assessment. PFS is also a useful endpoint that avoids the confounding effect of subsequent interventions. However, the definition of progression can vary from serologic endpoints (i.e. doubling of serum tumor markers) to clinical (symptomatic) progression, or radiographic documentation of progression in tumor size and/or number. Furthermore, the frequency of disease assessments, particularly radiographic imaging, can bias results.

The platinum-resistant patient population has been characterized in numerous studies to have a low response rate to second-line cytotoxic chemotherapy with median OS of approximately 10 months. FDA approved agents in this setting have response rates of 10–15% but complete responses are seen in less than 1% of patients [3], [4]. In addition to those patients with objective evidence of tumor response, perhaps twice as many patients will have evidence of stable disease (SD) [5]. The benefit of SD as the best response to therapy in ovarian cancer is controversial, and can vary considerably in the context of small phase II studies. In some patients, this might predominantly reflect the natural history of the disease and not necessarily any clinical benefit associated with treatment. Conversely, others have stated “the attainment of stable disease with acceptable levels of toxicity is a valid clinical endpoint” [5]. Cesano et al. reported the survival for recurrent ovarian cancer patients treated in a randomized trial comparing topotecan to paclitaxel [6]. For either agent, the survival for patients who achieved a partial response (PR) was very similar to those achieving SD only as their best tumor response. More recently, Grundlund et al. reported 100 recurrent ovarian cancer patients treated with either topotecan or carboplatin and paclitaxel [7]. Patients with a complete response (CR), PR, or SD each survived significantly longer than patients with progressive disease (PD). Both studies support the potential clinical benefit of SD.

In this manuscript, we report an exploratory analysis of data from a series of consecutive Gynecologic Oncology Group (GOG) phase II trials in the setting of platinum-resistant ovarian cancer. We sought to compare surrogate measures of chemotherapy benefit including tumor response rate (TRR), disease control rate (DCR), PFS, and OS.

Section snippets

Methods

We retrospectively evaluated data from patients entered on a series of 11 consecutive second-line phase II studies conducted by the GOG in platinum-resistant ovarian cancer from 1994 to 2004 [8], [9], [10], [11], [12], [13], [14], [15], [16], [17], [18]. In general, all patients had received only one prior chemotherapy regimen and had progressive measurable disease within six months of their last chemotherapy treatment. Patients who did not receive paclitaxel with their primary platinum-based

Results

Eleven phase II studies comprised of 407 patients were analyzed (Table 1). The median age was 58 years (range: 21–90 years) and 85% were Caucasian. Sixty-one percent had a performance status (PS) = 0 and 31% had a PS = 1. The majority of patients (71.5%) had serous cell type while clear cell and mucinous histology comprised 7.1% and 3.9%, respectively. Overall, 56 (13.8%) had a response (complete response: n = 17 and partial response: n = 39) and median duration from treatment to response was 2.15 months

Discussion

Phase II studies of chemotherapeutic agents have traditionally utilized response rates of measurable disease to determine efficacy. Direct tumor shrinkage is a clear cause and effect outcome that can be assessed early in the course of disease treatment. Additionally, shrinkage of tumors is more likely to benefit a patient who is symptomatic. Although the overall response rate (CR + PR) has been our traditional endpoint, it does not reflect the duration of response which is an additional important

Conflict of interest statement

Dr. Peter Rose has a relevant financial relationship with “Lilly Speaker's Bureau” for <$10,000.

Dr. Michael Bookman is a member of the Data Monitoring Committee (DMC) for a Genetech phase III trial evaluating bevacizumab in recurrent ovarian cancer (financially compensated). He also served on ad-hoc advisory boards for the pharmaceutical industry related to development of investigational drugs (financially compensated). Dr. Bookman reports that he has no commercial interests relevant to this

Acknowledgments

This study was supported by the National Cancer Institute grants to the Gynecologic Oncology Group Administrative Office (CA 27469) and the Gynecologic Oncology Group Statistical and Data Center (CA 37517). The following Gynecologic Oncology Group member institutions participated in this study: Roswell Park Cancer Institute, University of Alabama at Birmingham, Oregon Health Sciences University, Duke University Medical Center, Abington Memorial Hospital, University of Rochester Medical Center,

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