Elsevier

Journal of Controlled Release

Volume 240, 28 October 2016, Pages 287-301
Journal of Controlled Release

Adeno-associated virus (AAV) vectors in cancer gene therapy

https://doi.org/10.1016/j.jconrel.2016.01.001Get rights and content

Abstract

Gene delivery vectors based on adeno-associated virus (AAV) have been utilized in a large number of gene therapy clinical trials, which have demonstrated their strong safety profile and increasingly their therapeutic efficacy for treating monogenic diseases. For cancer applications, AAV vectors have been harnessed for delivery of an extensive repertoire of transgenes to preclinical models and, more recently, clinical trials involving certain cancers. This review describes the applications of AAV vectors to cancer models and presents developments in vector engineering and payload design aimed at tailoring AAV vectors for transduction and treatment of cancer cells. We also discuss the current status of AAV clinical development in oncology and future directions for AAV in this field.

Introduction

Cancer, a large group of diseases characterized by the unregulated proliferation and spread or metastasis of abnormal cells, collectively represents a major worldwide healthcare problem. In the U.S. alone more than 1.5 million cases are diagnosed each year, and cancer overall has a 5-year relative survival rate of 68%, making it the second leading cause of death after heart disease [1]. Standard treatments include surgery, chemotherapy, and radiotherapy; however, these are often incapable of completely eradicating a malignancy [2] and can be accompanied by serious side effects [3]. Thus, there is a strong unmet medical need for the development of novel therapies that offer improved clinical efficiency and longer survival times in patients afflicted with disease.

Gene therapy, defined as the introduction of genetic material into a target cell for therapeutic benefit, is a very promising treatment for many diseases, including monogenic diseases, cancer, cardiovascular disease, and neurodegenerative diseases. To date, more than 2000 clinical trials employing gene transfer have taken place and in general have established that a number of vehicles or vectors are safe [4], [5]. Furthermore, the majority (64%, n = 1415 [6]) of gene therapy clinical trials to date have targeted cancer — including lung, skin, neurological, and gastrointestinal tumors — and have utilized a variety of therapeutic strategies such as anti-angiogenic factors, tumor suppressors, immunostimulation, and oncolytic viruses. In 2015, the first recombinant viral therapy — an oncolytic herpes virus for the treatment of melanoma — received regulatory approval in the U.S. [7].

For cancer gene therapies to be increasingly successful, however, a major hurdle must be overcome: the development of gene delivery vectors that can safely, efficiently, and specifically deliver genetic material to the target cells. Non-viral vectors can be easily produced at a large scale and are readily amenable to engineering or enhancement of their functional properties via chemical modifications; however, they suffer from a low delivery efficiency and in some cases cell toxicity [8]. On the other hand, viral vectors harness the highly evolved mechanisms that the parental viruses have developed to efficiently recognize and infect cells and offer several advantages, which make them suitable for both therapeutic application and as tools for biological studies; however, their delivery properties can be challenging to engineer and improve. That said, viral vectors have been used in the majority (over 68% [6]) of gene therapy clinical trials, and the most frequently used have been based on adenovirus, retrovirus, vaccinia virus, herpesvirus, and AAV [9].

AAV vectors in particular have been increasingly successful due to their gene delivery efficacy, lack of pathogenicity, and strong safety profile [10]. As a result of these properties, AAV vectors have enabled clinical successes in a number of recent clinical trials that have established the promise of gene therapy in general, including for the treatment of diseases such as Leber's congenital amaurosis (LCA) [11], [12], where over four phase I and I/II clinical trials have demonstrated safety and long-term (over five years) improvement in retinal and visual function; hemophilia B, targeted in several phase I and phase I/II clinical trials that have shown long-term efficacy and no toxic effects [5], [13]; and the Sanfilippo B syndrome, where gene expression and consequently improved cognitive development have been sustained for at least a year and are still ongoing (Pasteur Institute Phase I/II trial, unpublished). Moreover, alipogene tiparvovec (Glybera; uniQure), a gene therapy for lipoprotein lipase deficiency (LPLD) that employs an AAV vector, received regulatory approval by the European Medicines Agency in 2012 [14]. AAV vectors may also offer a strong potential for the treatment of cancer, and as presented in this review, their excellent gene delivery properties have been harnessed for in vitro cancer studies, in vivo pre-clinical cancer models, and more recently cancer clinical trials under development.

Section snippets

AAV biology

AAV is a single-stranded DNA parvovirus with a 4.7 kb genome (Fig. 1A) composed of the rep and cap genes flanked by inverted terminal repeats (ITRs) [15]. The rep gene encodes non-structural proteins involved in viral replication, packaging, and genomic integration, whereas the cap gene codes for structural proteins (VP1, VP2, VP3) that assemble to form the viral capsid, which serves as the viral gene delivery vehicle. Additionally, an alternative open reading frame nested within the cap gene

Gene delivery challenges of AAV vectors

Natural variants of AAV have enabled increasing success in human clinical trials, which have in turn provided strong momentum to the gene therapy field as a whole. That said, natural AAV serotypes have some shortcomings that render this success challenging to extend to the majority of human diseases, including cancer. As has been reviewed [10], barriers for AAV and other vectors include the following: prior exposure of most people to natural AAVs leading to anti-AAV neutralizing antibodies that

AAV delivery of therapeutic payloads in preclinical models of cancer

In addition to efficiently transducing a variety of cancer cells in vitro[30], [31], [32], AAV has been increasingly employed to deliver therapeutic genes to in vivo preclinical tumor models. Over the last decade, the arsenal of delivered transgenes has greatly expanded, as have the types of cancer for which AAV vectors have been used. These transgenes can be divided into several categories: anti-angiogenesis genes, cytotoxic or suicide genes, cytokines for stimulating the immune system, tumor

AAV vectors in cancer clinical trials

The promising results of adeno-associated virus vectors in preclinical models of cancer, coupled with their clinical successes for monogenic diseases [10], have motivated the translation of AAV vectors into oncology clinical trials.

A phase I trial performed between the Peking University School of Oncology and the Beijing Cancer Hospital and Institute [182] administered cytotoxic T lymphocytes (CTLs) that had been activated by dendritic cells (DCs) previously transduced with AAV2 vectors

Future prospects and conclusions

AAV vectors have enjoyed increasing clinical success as a result of their excellent safety profile and high gene delivery efficacy. To date, over 130 clinical trials [6] have employed AAV vectors to treat conditions in a wide range of tissues, including muscle, eye, liver, central nervous system, heart, and lung diseases [10]. The approval of Glybera in the European Union and recent reports on clinical trials, including those for Sanfilippo B syndrome (Pasteur Institute, Phase I/II) and Leber's

Funding

JLSO has been supported by a Ford Foundation Fellowship, a National Science Foundation Graduate Fellowship, and two UC Berkeley's Graduate Division Fellowships. This work was also funded by National Institutes of Health (NIH) grant R01EY022975.

Conflict of interest statement

DVS and JLSO are inventors on patents involving AAV directed evolution, and DS is the co-founder of an AAV gene therapy company.

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