Abstract
Background/Aim: The standard treatment for resectable pancreatic cancer is preoperative adjuvant chemotherapy (NAC) + curative surgery + adjuvant chemotherapy. Although excellent local control results of carbon ion radiotherapy (CIRT) for pancreatic cancer have been reported, no reports have compared CIRT with the standard treatment for resectable pancreatic cancer. In this study, we compared the results of CIRT for resectable pancreatic cancer with those of standard therapy and investigated the usefulness of CIRT. Patients and Methods: The subjects were 35 patients who underwent CIRT for clinical cT1-2, N0-1, and M0 cancers at Kanagawa Cancer Center, Yokohama, Japan, from September 2018 to September 2021, and 110 patients who underwent standard treatment (NAC + curative surgery + adjuvant). Overall survival (OS) and recurrence-free survival (PFS) were compared between the two groups using propensity score-matching (PSM). Results: Twenty-three CIRT monotherapy patients were matched with NAC + curative surgery + adjuvant chemotherapy patients by PSM. Although there was no significant difference in RFS between the two groups, OS was significantly poorer in the CIRT monotherapy group than in the NAC + curative surgery + adjuvant chemotherapy group. Conclusion: This single-centre retrospective propensity score-matched comparison of CIRT and NAC + curative resection + adjuvant chemotherapy as the standard therapy for resectable pancreatic cancer showed an inferiority of CIRT in terms of OS, but no difference in PFS. Therefore, CIRT monotherapy may be a treatment strategy for patients with contraindications for standard treatment of curative surgery plus perioperative chemotherapy.
Globally, in 2020, the number of pancreatic cancer cases was 495,773 and the number of deaths was 466,003, and these numbers are increasing year-on-year (1). The 5-year survival rate of pancreatic cancer is very low (5%-10% for all stages), and even in cases in which radical resection is achieved, the 5-year survival rate is often reported to be around 20%, which is the lowest among all gastrointestinal cancers.
Based on the results of the Prep-02/JSAP-05 study (2), the current standard treatment for pancreatic cancer in Japan is preoperative adjuvant chemotherapy (NAC) + curative surgery + adjuvant chemotherapy (3).
The limited efficacy of conventional radiotherapy is related to the relatively low doses of radiation applied, which is mainly due to the high sensitivity of the gastrointestinal tract adjacent to the pancreas to radiotherapy (4, 5). Furthermore, although many treatment methods have been attempted for radiotherapy, such as surgery or combination with chemoradiotherapy, it is refractory to treatment, and the reason has been attributed to the high percentage of hypoxic cells in pancreatic cancer (6).
However, among radiotherapy treatments, carbon ion radiotherapy (CIRT) has been reported to produce excellent results in the treatment of patients with unresectable advanced pancreatic cancer through several clinical trials. A multi-centre study of CIRT monotherapy in 72 patients with locally advanced pancreatic cancer (J-CROS Study) reported OS rates of 73% [95% confidence interval (CI)=62%-84%] at 1 year and 46% (95%CI=31%-61%) at 2 years, with a median OS of 21.5 months (95%CI=11.8–31.2 months) (7). However, there have been no reports comparing the outcomes of patients with resectable clinical stage pancreatic cancer who underwent CIRT monotherapy with those who underwent standard treatment due to risk factors such as advanced age, comorbidities, or unwillingness to undergo surgery.
In this study, we compared the outcomes of patients with resectable pancreatic cancer treated with CIRT monotherapy and those treated with standard therapy (NAC + curative surgery + adjuvant chemotherapy) at the same time using the propensity score matching (PSM) method. The results were compared to those of the standard treatment, and the usefulness of CIRT monotherapy for resectable pancreatic cancer was evaluated.
Patients and Methods
Ethical approval. The study was approved by the Institutional Review Board (IRB) of Kanagawa Cancer Center prior to initiation (Approval No.: 2022 Epidemiological Study-21). Written informed consent for the use of non-personally identifiable clinical data was obtained from each patient prior to surgery.
Patients. Pancreatic cancer patients who underwent NAC + curative surgery + adjuvant chemotherapy or CIRT monotherapy at Kanagawa Cancer Center from September 2018 to September 2021 were retrospectively investigated. The inclusion criteria for chemotherapy cases were: 1) patients with histopathologically proven pancreatic cancer; 2) patients with clinical cT1-2, N0-1, M0, or cStage I-II pancreatic cancer diagnosed by the International Union Against Cancer 8th edition TNM classification (8); 3) patients who received NAC with gemcitabine and S-1 + curative resection + postoperative adjuvant chemotherapy with S-1; and 4) patients with Eastern Cooperative Oncology Group (ECOG) performance status 0–1. The exclusion criteria were: 1) patients who did not receive perioperative chemotherapy for any reason or whose chemotherapy was stopped during the procedure, 2) patients who underwent residual (R1 or R2) resection instead of radical (R0) resection, 3) patients who had multiple cancers or a history of cancer, and 4) patients who withdrew consent.
The inclusion criteria for CIRT-treated cases were: 1) patients with histopathologically proven pancreatic cancer; 2) patients with cT1-2, N0-1, M0, or cStage I-II pancreatic cancer diagnosed by the International Union Against Cancer 8th edition TNM classification; 3) patients who underwent and completed CIRT treatment; and 4) patients with an Eastern Cooperative Oncology Group (ECOG) performance status 0–1. The exclusion criteria were: 1) patients in whom CIRT was discontinued for some reason, 2) patients with multiple cancers or a history of cancer, and 3) patients who withdrew consent. As a result, 110 NAC + curative surgery + adjuvant chemotherapy cases and 35 CIRT-treated cases were included in the study (Table I). These cases were matched and compared using the PSM method described below.
CIRT. The eligibility criteria for CIRT monotherapy for pancreatic cancer were a pathological or clinical diagnosis of pancreatic cancer, no distant metastases, and no proximity to the gastrointestinal tract. The treatment plan for CIRT included 4D computed tomography (CT) with a 2-mm slice thickness to account for respiratory migration. Contrast-enhanced CT was also performed to distinguish between tumour and normal tissue. In addition, fluorodeoxyglucose-positron emission tomography (FDG-PET) was performed prior to radiotherapy for target identification. The clinical target volume (CTV) included GTV as well as tumour invasion that could not be identified grossly. The internal target volume was defined as the range of movement of the CTV by respiration identified from the 4D CT. In addition, a setup margin of at least 5 mm in 3D was used as the PTV; the PTV was corrected for anatomical boundaries such as the gastrointestinal tract and non-infiltrated bone.
The prescribed dose for CIRT was set at 55.2 Gy relative biological effectiveness (RBE) with a margin of at least 95% of the PTV. The maximum dose for the gastrointestinal tract was 44 Gy RBE, and the irradiated area was adjusted for each case. CIRT was administered in 12 fractions over a 3-week period.
NAC. NAC was administered intravenously with gemcitabine at a dose of 1,000 mg/m2 on days 1 and 8, and S-1 was administered at the following doses according to body surface area (BSA): 40 mg for BSA <1.25 m2, 50 mg for BSA 1.25–1.5 m2, 60 mg for BSA >1.50 m2 for 21 days. Twice daily doses were administered on days 1–14 of the cycle. Patients with creatinine clearance of 50–60 ml/min received a reduced dose of 20 mg/day of S-1. Neoadjuvant treatment was repeated for two cycles unless unacceptable toxicity developed. If Grade 3 hematologic toxicity or Grade 2 nonhematologic toxicity was observed, both gemcitabine and S-1 were withheld until recovery; patients who exhibited Grade 4 hematologic toxicity or Grade 3 nonhematologic toxicity were administered gemcitabine (−200 mg/m2/day) and S-1 (−20 mg/day) were both administered at reduced doses.
Surgery. Surgery was performed 2–4 weeks after the last administration of S-1, usually within a maximum of 6 weeks, and curative resection with regional lymph node dissection was performed depending on the location of the individual pancreatic cancer and its progression, if the patient was diagnosed as cT1-2, N0-1, or M0 on imaging evaluation after preoperative chemotherapy, and if curative resection was feasible. Intraoperative laparoscopic cytology was mandatory. Unexpected intraoperative findings of unresectability, such as distant metastasis or tumour extension into the hepatic, celiac, or superior mesenteric arteries, were not considered curative resection, and appropriate bypass surgery was performed as necessary. Patients who did not undergo curative resection were excluded from the study.
Postoperative adjuvant chemotherapy. Patients who had undergone radical resection were treated with S-1 for 6 months within 10 weeks after curative surgery as adjuvant therapy, and postoperative adjuvant therapy with S-1 was administered to patients who had histologically confirmed pancreatic cancer by histological examination of the resected specimen, had a histologically R0 curative gross resection, had a negative peritoneal lavage cytology for cancer cells, had no distant metastases such as extra-regional metastases, and had no early recurrence confirmed by CT scan performed before the scheduled postoperative adjuvant chemotherapy. Patients were defined as those with no distant metastasis such as extra-regional nodal metastasis and no early recurrence confirmed by CT scan performed prior to adjuvant chemotherapy. S-1 was administered orally at 80 mg/m2/day twice daily for 4 weeks, followed by a 2-week rest period and four cycles. Treatment was continued unless unacceptable toxicity developed. Patients who developed grade 3 hematologic toxicity or grade 2 nonhematologic toxicity had S-1 discontinued until recovery. For patients who developed grade 4 hematologic toxicity or grade 3 nonhematologic toxicity, the dose of S-1 was reduced by 20 mg/day when treatment was resumed.
PSM. To evaluate the outcome of surgery/CIRT monotherapy in this study cohort, 1:1 matching between the surgery and CIRT monotherapy groups was performed. Patients were stratified by laboratory parameters such as age, sex, tumour site, tumour diameter, UICC8 T stage, pre-treatment CA19-9 level, pre-treatment CEA level, and presence of hypertension, diabetes, or COPD to reduce patient-related and confounding group bias. Matching was performed using the EZR program (Saitama Medical Center, Jichi Medical University, Tochigi, Japan), a graphical user interface (GUI) of R (The R Foundation for Statistical Computing, Vienna, Austria), using a calliper with a width equal to 0.2 of a standard deviation.
Statistical analysis. The χ2 test or Fisher’s exact test was used to compare differences between categorical variables, and the Mann–Whitney U-test was used for continuous or nominal values; RFS and OS were calculated from the date of first surgery for surgery cases and from the last day of treatment for CIRT cases, and curves were generated using the Kaplan–Meier method. Differences between curves were analysed by the log-rank test. Variables identified as significant (p<0.05) in the univariate analysis for survival were candidates for the multivariate regression analysis, and results were presented as hazard ratios (HR) and 95% confidence intervals (CI); values of p<0.05 were considered statistically significant. All statistical analyses were performed using EZR (Saitama Medical Center), a GUI of R (The R Foundation for Statistical Computing).
Results
Comparison of clinicopathologic features in the CIRT monotherapy group and NAC + curative surgery + adjuvant chemotherapy group before PSM. Before PSM, the patients who underwent CIRT monotherapy were significantly older, and significantly more likely to have COPD, a proximal tumour location, and cN (Table I).
Comparison of PFS and OS in the CIRT monotherapy group and NAC + curative surgery + adjuvant chemotherapy group before PSM. Before PSM, there was no significant difference in PFS between the CIRT monotherapy and the NAC + curative surgery + adjuvant chemotherapy group (p=0.733; Figure 1A). On the other hand, OS was better in the NAC + curative surgery + adjuvant chemotherapy group compared to the CIRT monotherapy group (p=0.006; Figure 1B).
Comparison of clinicopathological features in the CIRT monotherapy group and NAC + curative surgery + post operative adjuvant chemotherapy group by PSM. Twenty-three pairs of NAC + curative surgery + post operative adjuvant chemotherapy and CIRT monotherapy treatment groups were matched using PSM (Table II). Comparison of pathological factors between the two groups showed no significant differences in any of the pathological factors.
Comparison of PFS in the CIRT monotherapy group and NAC + curative surgery + adjuvant chemotherapy group by PSM. There was no significant difference in PFS between the CIRT monotherapy and NAC + curative surgery + adjuvant chemotherapy groups (p=0.992; Figure 2A).
Comparison of OS in the CIRT monotherapy group and NAC + curative surgery + adjuvant chemotherapy group by PSM. The NAC + curative surgery + adjuvant chemotherapy group showed significantly better OS than the CIRT monotherapy group (p=0.037; Figure 2B).
Discussion
In this study, we investigated the efficacy of CIRT for resectable pancreatic cancer by comparing the results of patients treated with CIRT monotherapy and those treated with NAC + curative surgery + adjuvant chemotherapy as a standard therapy at the same time in a single institution using PSM. The results showed that PFS did not differ in CIRT monotherapy and NAC + curative surgery + adjuvant chemotherapy patients, but OS was poorer in CIRT monotherapy patients. Therefore, we concluded that CIRT monotherapy for resectable pancreatic cancer was comparable to standard multimodality treatment in terms of local control (LC) but was inferior to standard treatment in terms of long-term outcomes.
As for standard treatment of resectable pancreatic cancer, the efficacy of postoperative adjuvant chemotherapy of S-1 after curative surgery was proven in the JASPAC 01 trial, which was a phase 3, open-label, randomised, non-inferiority trial, which compared adjuvant chemotherapy of S-1 with adjuvant chemotherapy of gemcitabine for resected pancreatic cancer. The results demonstrated the superiority of S-1 over gemcitabine [5-year survival: 24.4% (18.6–30.8) in the gemcitabine group vs. 44.1% (36.9–51.1) in the S-1 group; HR=0.57, 95%CI=0.44–0.72; p<0.0001 for non-inferiority; p<0.0001 for superiority] (9).
As for NAC, the Prep-02/JSAP-05 trial demonstrated that NAC + curative surgery + adjuvant chemotherapy was more effective than curative surgery + adjuvant chemotherapy, showing that OS following NAC + curative surgery + adjuvant chemotherapy was superior to that of curative surgery + adjuvant chemotherapy (36.7 months vs. 26.6 months, p=0.015) (2). Moreover, in the clinical practice guidelines for the management of biliary cancers (3), gemcitabine + S-1 NAC + curative resection + S-1 adjuvant chemotherapy for 6 months after surgery is recommended for patients with resectable pancreatic cancer.
Regarding radiation therapy for pancreatic cancer, neoadjuvant chemotherapy alone and neoadjuvant radiation therapy plus chemotherapy are comparable with respect to downstaging by radiation therapy in borderline resectable pancreatic cancer. Furthermore, although LC of borderline resectable pancreatic cancer is improved by radiation therapy, the benefit of improved LC in the disease has been questioned, and no clear survival benefit of radiation therapy in borderline resectable pancreatic cancer has been observed (10). In contrast, in the past two decades, the outcomes of CIRT therapy for pancreatic cancer have only been reported for locally advanced unresectable pancreatic cancer, but it has been reported as a promising treatment option. In these reports, carbon-ion (C-ion) beams have two advantages. First, because of the Bragg peak, the CIRT beam can be stopped at the edge of the tumour, thus reducing the irradiation dose to healthy organs. Second, the RBE of CIRT’s high linear energy transfer is about three times that of X-rays (11, 12). Reporting on the efficacy and safety of CIRT in locally advanced pancreatic cancer, a multi-centre retrospective study conducted in Japan analysed 72 patients. In this study, CIRT resulted in a 46% 2-year survival rate, a median survival of 21.5 months, and a 24% cumulative local recurrence rate at 2 years after CIRT (13). In another single-centre study, the 2-year LC rate based on FDG-PET CT criteria was 63%. According to these studies, 24%-37% of patients with locally advanced pancreatic cancer were at risk of local recurrence within 2 years after definitive CIRT (7). Thus, although there have been several reports on the usefulness of CIRT treatment for unresectable pancreatic cancer, there have been no reports on the usefulness of CIRT treatment for resectable pancreatic cancer.
In this study, CIRT alone showed no difference in PFS compared with the standard treatment (NAC + curative surgery + adjuvant chemotherapy), but OS was poorer. We believe there are two reasons for this. The first is that CIRT is a monotherapy and does not use perioperative chemotherapy, whereas the standard of care is a multimodality treatment consisting of surgery and perioperative chemotherapy. In fact, CIRT may improve outcomes when combined with chemotherapy, as observed in the PHOENIX-01 trial (14), which evaluated the efficacy and safety of CIRT plus gemcitabine plus adjuvant gemcitabine chemotherapy for unresectable pancreatic cancer. Currently, a multi-centre, prospective, single-arm phase II trial (15) evaluating the efficacy and feasibility of three cycles of FOLFIRINOX neoadjuvant chemotherapy followed by a short course of CIRT in patients with resectable or borderline-resectable pancreatic adenocarcinoma is ongoing. The second possibility is due to the limitations of CIRT in killing pancreatic cancer cells. While surgery allows resection with a sufficient margin from the tumour, CIRT has limitations including the fact that most pancreatic cancer cells in the tumour are killed and the gastrointestinal tract cannot be irradiated. Therefore, the possibility of residual viable pancreatic cancer cells outside the treatment margin cannot be completely ruled out.
On the other hand, since there was no difference in PFS between the two groups after PSM in this study and a MST of about 2 years was obtained in the CIRT-treated patients, it is possible to consider the use of CIRT alone in patients with stage II or less pancreatic cancer who could be curatively resected, but surgery or chemotherapy is not an option due to impaired organ function due to old age or the presence of comorbid diseases.
This study has some limitations. Because this was a retrospective study, bias in case selection could not be eliminated. PSM was performed to minimise bias, but the number of cases was very small (n=23). Our results should be examined in a prospective randomised controlled trial involving multiple centres with a larger number of patients.
In conclusion, this single-centre retrospective PSM comparison of CIRT monotherapy and NAC plus curative resection plus adjuvant chemotherapy for resectable pancreatic cancer showed a significant inferiority in terms of OS for CIRT monotherapy but no difference in PFS. This suggests that CIRT monotherapy may be a treatment strategy for patients who cannot receive the standard treatment of radical surgery plus perioperative chemotherapy for some reason.
Acknowledgements
The Authors extend their sincere thanks to the patients, their families, and the site staff.
Footnotes
Authors’ Contributions
Conceptualisation and study design were undertaken by N.Y, H.K and S.M. Statistical analysis and interpretation were performed by N.Y. Interpretation of data was performed by all investigators. The article and figures were drafted by N.Y, H.K, and T.O. Finally, this article was revised and approved by all investigators, and all Authors actively participated in this study.
Conflicts of Interest
The Authors have no actual or potential conflicts of interest to declare in relation to this study.
- Received December 13, 2022.
- Revision received December 17, 2022.
- Accepted December 19, 2022.
- Copyright © 2023 International Institute of Anticancer Research (Dr. George J. Delinasios), All rights reserved.
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