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Research ArticleClinical Studies

CD133(+)HIF-1α(−) Expression After Chemoradiotherapy Predicts Poor Prognosis in Rectal Cancer

YUICHI TACHIKAWA, KAZUSHIGE KAWAI, KOSUKE OZAKI, HIROAKI NOZAWA, KAZUHITO SASAKI, KOJI MURONO, SHIGENOBU EMOTO, JUNKO KISHIKAWA, YUICHIRO YOKOYAMA, SHINYA ABE, YUZO NAGAI, HIROYUKI ANZAI, HIROFUMI SONODA and SOICHIRO ISHIHARA
Anticancer Research April 2022, 42 (4) 2033-2043; DOI: https://doi.org/10.21873/anticanres.15684
YUICHI TACHIKAWA
Department of Surgical Oncology, Graduate School of Medicine, The University of Tokyo, Tokyo, Japan
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  • For correspondence: tachikawa35tsms{at}gmail.com
KAZUSHIGE KAWAI
Department of Surgical Oncology, Graduate School of Medicine, The University of Tokyo, Tokyo, Japan
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KOSUKE OZAKI
Department of Surgical Oncology, Graduate School of Medicine, The University of Tokyo, Tokyo, Japan
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HIROAKI NOZAWA
Department of Surgical Oncology, Graduate School of Medicine, The University of Tokyo, Tokyo, Japan
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KAZUHITO SASAKI
Department of Surgical Oncology, Graduate School of Medicine, The University of Tokyo, Tokyo, Japan
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KOJI MURONO
Department of Surgical Oncology, Graduate School of Medicine, The University of Tokyo, Tokyo, Japan
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SHIGENOBU EMOTO
Department of Surgical Oncology, Graduate School of Medicine, The University of Tokyo, Tokyo, Japan
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JUNKO KISHIKAWA
Department of Surgical Oncology, Graduate School of Medicine, The University of Tokyo, Tokyo, Japan
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YUICHIRO YOKOYAMA
Department of Surgical Oncology, Graduate School of Medicine, The University of Tokyo, Tokyo, Japan
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SHINYA ABE
Department of Surgical Oncology, Graduate School of Medicine, The University of Tokyo, Tokyo, Japan
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YUZO NAGAI
Department of Surgical Oncology, Graduate School of Medicine, The University of Tokyo, Tokyo, Japan
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HIROYUKI ANZAI
Department of Surgical Oncology, Graduate School of Medicine, The University of Tokyo, Tokyo, Japan
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HIROFUMI SONODA
Department of Surgical Oncology, Graduate School of Medicine, The University of Tokyo, Tokyo, Japan
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SOICHIRO ISHIHARA
Department of Surgical Oncology, Graduate School of Medicine, The University of Tokyo, Tokyo, Japan
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Abstract

Background/Aim: CD133 and hypoxia-inducible factor 1α (HIF-1α) have been reported to be affected by chemoradiotherapy (CRT), but the combinatorial assessment of these markers for prognosis after CRT has not been fully investigated. Therefore, we aimed to predict recurrence and prognosis in patients with rectal cancer by assessing changes in the expression of both CD133 and HIF-1α after CRT. Materials and Methods: CD133 and HIF-1α expression was evaluated by immunohistochemistry in surgical specimens from 243 patients with advanced low rectal cancer who received CRT followed by curative resection. Results: The positivity rate of CD133 expression showed increase with increased HIF-1α expression. The combination of these two markers showed that the CD133(+)HIF-1α(−) group exhibited a markedly shorter relapse-free survival (p=0.007), higher liver recurrence (p=0.004), and higher local recurrence (p=0.006). Conclusion: CD133(+)HIF-1α(−) expression after CRT is a promising marker to predict recurrence in rectal cancer.

Key Words:
  • CD133
  • HIF-1α
  • CD133(+)HIF-1α(−)
  • chemoradiotherapy
  • rectal cancer

The current standard treatment for locally advanced rectal cancer is preoperative chemoradiotherapy (CRT) followed by total mesorectal excision (1, 2). Patients who receive CRT experience large variations in efficacy, and the prognoses of patients who undergo curative resection after CRT vary widely. We aimed to predict recurrence and prognosis in patients with rectal cancer by assessing the expression of key proteins in the tumor after CRT.

In the present study, we focused on the expression of two proteins after CRT, namely CD133 and hypoxia-inducible factor 1α (HIF-1α), both of which have been reported to be affected by CRT. CD133 is a tumor stem cell marker of colon cancer (3, 4). Some studies using colon cancer cell lines indicated that radiation therapy increased the protein and mRNA expression of CD133 (5, 6). High CD133 expression was reported to be associated with poor tumor regression grade after CRT in rectal cancer (7–11), but the reported prognostic impact of CD133 expression after CRT has been controversial. Some studies have indicated no correlation between high CD133 expression and prognosis (8), while others have indicated that high CD133 expression is associated with poor prognosis (10). Meanwhile, HIF-1α is a protein expressed under hypoxia, and high HIF-1α expression has been linked to tumor invasion, metastasis, and resistance to apoptosis, radiation, and chemotherapy (12, 13). Although it was reported that HIF-1α was up-regulated following exposure to radiation in endometrial, neck squamous, and colorectal cancer cell lines (14–16), HIF-1α expression after CRT has been reported to have no correlation with tumor regression grade (17, 18). Thus, the prognostic impact of post-CRT expression of HIF-1α also remains controversial (18, 19), similar to CD133.

CD133 and HIF-1α have been reported to exhibit co-regulated expression. Knockdown of CD133 decreased the expression of HIF-1α under hypoxic conditions in pancreatic cancer cell lines (20), and, conversely, knockdown of HIF-1α reduced the expression of CD133 in glioma cell lines (21). Furthermore, we previously reported that CD133(+) cells had higher HIF-1α expression during hypoxia than CD133(−) cells (22). However, the interaction between these two molecules has not been considered in most studies investigating the impacts of either CD133 or HIF-1α on prognosis after CRT. Therefore, in the present study, we assessed the expression of CD133 and HIF-1α in rectal cancer after CRT and investigated the correlation between these proteins and the recurrence of disease and prognosis.

Materials and Methods

Patients and tissue specimens. Two hundred eighty-four consecutive patients underwent curative resection after CRT for rectal adenocarcinoma at the University of Tokyo Hospital from September 2003 to December 2018. All patients were diagnosed with low rectal cancer, and the tumor depth was estimated to be deeper than the muscularis propria. Clinical diagnoses of all patients were stage I–IIIC rectal cancer based on the Union for International Cancer Control TNM (UICC TNM) classification (23). Patients received a total radiation dose of 50.4 Gy (1.8 Gy × 28 fractions) and concomitant 5-fluorouracil-based chemotherapy. Total mesorectal excision with lymph node dissection was performed 6–10 weeks after CRT. All patients underwent a standardized follow-up schedule that included assessment of carcinoembryonic antigen level every 3 months, chest-to-pelvic computed tomography every 6 months, and a colonoscopy every 12 months. Clinicopathological features were analyzed based on the UICC TNM classification (23) and World Health Organization histological criteria (24). An experienced pathologist evaluated the tumor specimens to determine the pathologic response to CRT according to the Japanese Classification of Colorectal, Appendiceal, and Anal Carcinoma (25). The pathologic response was graded as follows: grade 0, no regression; grade 1a, minimal effect (necrosis of less than one-third of the lesion); grade 1b, mild effect (necrosis of between one-third and two-thirds of the lesion); grade 2, moderate effect (necrosis of more than two-thirds of the lesion); and grade 3, no viable tumor cells (pathological complete response). Grade 3 was excluded because our immunohistochemical staining targeted residual cancer tissue. Finally, 243 patients were enrolled in the study. The study was approved by the ethics committee of the University of Tokyo [No. 3252-(10)]. The requirement for informed consent was replaced by the provision of information to the participants and the right of participants to opt out because of the retrospective nature of the study.

CD133 and HIF-1α immunohistochemical staining. Consecutive 4-μm sections fixed in formalin and embedded in paraffin were immunohistochemically stained using the technique described below. The tissues were treated with xylene and ethanol and then washed with phosphate-buffered saline (PBS). Endogenous peroxidase was blocked with 0.3% H2O2 in methanol for 20 min. After washing with PBS, heat-induced antigen retrieval was performed in ethylenediaminetetraacetic acid buffer (pH 8.0). Following incubation with a mouse monoclonal anti-CD133 antibody (dilution, 1:100; cat. no. 130-090-422; Miltenyi Biotec, Auburn, CA, USA) and mouse monoclonal anti-HIF-1α antibody (dilution, 1:300; cat. no. NB100-123; Novus Biologicals, Centennial, CO, USA), the Histofine SAB-PO (M) kit (Nichirei Corp, Chuo-ku, Tokyo, Japan) was used to prevent non-specific binding, treat with secondary antibody, and amplify the signal. For chromogenic development, the slides were incubated in 2% 3,3’-diaminobenzidine tetrahydrochloride and 50 mM Tris buffer (pH 7.6) containing 0.03% H2O2. Meyer’s hematoxylin (Sigma-Aldrich; Merck KGaA, St. Louis, MO, USA) was used for counterstaining for 30 s at 35-40°C.

Evaluation of CD133 and HIF-1α immunohistochemical staining. CD133 expression was defined as positive when CD133 staining was found in more than 5% of the entire tumor according to the method by Maeda et al., as described previously (26–28) (Figure 1A and B). Briefly, the slides were examined under a microscope at low power (from 40× to 200×) to identify the region containing the highest percentage of CD133(+) (hot spot) in the cancer nest. Ten fields within the hot spot inside the tumor tissue were selected, and CD133 expression was evaluated in 1,000 tumor cells (100 cells per field) at 400× magnification. HIF-1α expression was determined by semi-quantitatively assessing the percentage of stained tumor cells and the staining intensity (SI) (29) (Figure 1C and D). The percentage of positive cells (PP) was rated as follows: 1%-10% PP, +; 11%–50% PP, ++; and >50% PP, +++. SI was scored as weak, +; moderate, ++; and strong, +++. Points for the expression and percentage of PP were calculated using an immunoreactive score (IRS=PP×SI). An IRS score of 0 was considered as negative, a score of 1-2 as low expression, a score of 3-6 as moderate expression, and a score >6 as high expression. Moderate and high expression scores were defined as HIF-1α positive. The evaluation was performed independently by two investigators who were blinded to the clinical findings. Discrepancies between their findings were resolved by discussion.

Figure 1.
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Figure 1.

Immunohistochemical detection of CD133 (A, B) and hypoxia-inducible factor 1α (HIF-1α) (C, D). (A) Tumors showing no staining. (B) CD133 expression at the luminal surface and in the cytoplasm. (C) Tumors showing no staining. (D) HIF-1α expression at the luminal surface and in the cytoplasm. Original magnification, ×200 (A-D).

Statistical analyses. The correlations between CD133 and HIF-1α expression and clinicopathological factors were evaluated using unpaired t-tests or chi-squared tests, as appropriate. The unpaired t-test was used for comparing continuous variables, and the chi-squared test was employed for comparison of categorical data. Variables with p-values <0.05 in univariate analyses were subjected to multiple logistic regression analyses. Survival rates and recurrence rates were estimated using the Kaplan–Meier method and were compared using the log-rank test. Variables with p-values <0.05 in univariate analyses were subjected to multivariate Cox proportional hazards analyses. All statistical analyses were performed using the JMP Pro 15.0.0 software (SAS Institute Inc., Cary, NC, USA).

Results

CD133 and HIF-1α expression. The patient characteristics are presented in Table I. Of the 243 enrolled patients, 144 (59.3%) were CD133(+), and 99 (40.7%) were CD133(−). The patients were divided into four groups based on HIF-1α expression: negative, low, moderate, and high, with 84, 36, 93, and 30 participants classified into each group, respectively. The negative and low groups were combined for HIF-1α(−) expression (120 patients), and the moderate and high groups were combined for HIF-1α(+) expression (123 patients).

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Table I.

Characteristics of rectal cancer patients.

Relationship between CD133 and HIF-1α expression. The positivity rate of CD133 expression was found to increase according to the increase in HIF-1α expression from negative to high, with an increase from 31.0% to 90.0% (p<0.001) (Figure 2). The numbers of patients in each group of combined CD133 and HIF-1α expression were as follows: CD133(−)HIF-1α(−), n=73; CD133(−)HIF-1α(+), n=26; CD133(+)HIF-1α(−), n=47; and CD133(+)HIF-1α(+), n=97.

Figure 2.
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Figure 2.

Correlation between HIF-1α expression and CD133 positivity rate. HIF-1α expression significantly correlated with CD133 positivity rate (p<0.001). Tumors were classified into four groups according to HIF-1α expression levels: negative, low, moderate, and high. Negative and low expression levels were defined as HIF-1α negative, and moderate and high expression levels were defined as HIF-1α positive. Black boxes indicate CD133 positive and white boxes indicate CD133 negative.

Relationship between CD133 and HIF-1α expression and clinicopathological features. In the univariate analysis, CD133(+) expression significantly correlated with ypT3-4, positive lymphatic invasion, a pathological tumor regression grade of <2, and lymph node metastasis (Table II). In the multivariate analysis, a pathological tumor regression grade of <2 was the only significant independent variable related to CD133(+) expression (odds ratio, 1.86; p=0.031). Conversely, HIF-1α(+) expression exhibited no association with any clinicopathological factor.

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Table II.

Correlation between clinicopathological features and CD133 and HIF-1α expression levels.

Correlation between CD133, HIF-1α, and survival. The CD133(+) patients had a significantly shorter relapse-free survival (RFS) than the CD133(−) patients, while no significant difference was observed for overall survival (OS) (CD133(+) vs. CD133(−): 5-year RFS, 63.5% vs. 77.8%; 5-year OS, 81.5% vs. 90.7%, respectively) (Figure 3A and B). Additionally, no significant difference in RFS or OS was observed between HIF-1α(+) and HIF-1α(−) patients [HIF-1α(+) vs. HIF-1α(−): 5-year RFS, 68.6% vs. 70.0%; 5-year OS, 81.8% vs. 88.5%, respectively] (Figure 3C and D).

Figure 3.
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Figure 3.

Kaplan–Meier plots showing association of CD133 and HIF-1α expression with prognosis in rectal cancer cases. Relapse-free survival (A, C) and overall survival (B, D) are presented according to CD133 (A, B) and HIF-1α (C, D) expression levels. Blue lines indicate the CD133 or HIF-1α positive groups, and red lines indicate the CD133 or HIF-1α negative groups.

Survival of the four groups based on CD133 and HIF-1α expression. We compared the recurrence rates and prognoses of four groups that were subdivided based on CD133 and HIF-1α expression [CD133(−)HIF-1α(−), CD133(+)HIF-1α(−), CD133(–)HIF-1α(+), and CD133(+)HIF-1α(+)]. The CD133(+)HIF-1α(−) group exhibited poorer RFS and higher liver recurrence rate than the other three groups (Figure 4A and C). No significant difference was observed in OS among the four groups (Figure 4B). Consequently, we divided the patients into two groups: the CD133(+)HIF-1α(−) group and other patients (henceforth referred to as “others”).

Figure 4.
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Figure 4.

Kaplan–Meier plots showing the association of combined CD133 and HIF-1α expression with prognosis in rectal cancer cases. Relapse-free survival (A), overall survival (B), liver recurrence rate (C), lung recurrence rate (D), and local recurrence rate (E) are plotted for the combined expression of CD133 and HIF-1α.

Relationship between the CD133(+)HIF-1α(−) group and clinicopathological features. Inclusion in the CD133(+)HIF-1α(−) group significantly correlated with positive vascular invasion and a pathological tumor regression grade of <2 in the univariate analysis (Table III). A pathological tumor regression grade of <2 was the only significant independent variable associated with the CD133(+)HIF-1α(−) group in the multivariate analysis (odds ratio, 2.24; p=0.032).

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Table III.

Univariate and multivariate analyses of clinicopathological features for the CD133(+)HIF-1α(−) group.

Comparison of survival between the CD133(+)HIF-1α(−) group and the others. The CD133(+)HIF-1α(−) group exhibited significantly shorter RFS than the others, whereas no significant difference in OS was observed [CD133(+)HIF-1α(−) group vs. others: 5-year RFS, 55.1% vs. 73.0%; 5-year OS, 83.3% vs. 85.9%, respectively] (Figure 5A and B). The CD133(+)HIF-1α(−) group exhibited significantly higher liver and local recurrence rates than the others [CD133(+)HIF-1α(−) group vs. others: 5-year liver recurrence rate, 17.3% vs. 5.7%; 5-year local recurrence rate, 15.7% vs. 4.3%, respectively] (Figure 5C and E). There was no significant difference in lung recurrence between the CD133(+)HIF-1α(−) group and the others [CD133(+)HIF-1α(−) group vs. others: 5-year lung recurrence rate, 19.2% vs. 16.1%] (Figure 5D).

Figure 5.
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Figure 5.

Kaplan–Meier plot showing association of the CD133(+)HIF-1α(−) group and the others with prognosis. Relapse-free survival (A), overall survival (B), liver recurrence rate (C), lung recurrence rate (D), and local recurrence rate (E) are plotted for the CD133(+)HIF-1α(−) group and the others. Blue lines indicate the CD133(+)HIF-1α(−) group, and red lines indicate the others.

Multivariate analyses between RFS, liver recurrence rate, and local recurrence rate and clinicopathological features. The CD133(+)HIF-1α(−) group had poor RFS in the multivariate analysis [hazard ratio (HR)=1.63; p=0.071] (Table IV). For liver recurrence, CD133(+)HIF-1α(−) expression was recognized as an independent risk factor in the multivariate analysis (HR, 2.97; p=0.022). Additionally, CD133(+)HIF-1α(−) expression correlated with higher local recurrence in the multivariate analysis (HR=2.74; p=0.055).

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Table IV.

Univariate and multivariate analyses of prognostic valuables for relapse-free survival, liver recurrence, and local recurrence after curative resection.

Discussion

In this study, we evaluated the protein expression of CD133 and HIF-1α by immunohistochemistry for patients with advanced low rectal cancer who received CRT followed by curative resection. We investigated interactions between CD133 and HIF-1α and the relationship between these proteins and prognosis. The CD133 positivity rate after CRT increased according to the increase in HIF-1α expression (Figure 2). Additionally, most CD133(−) patients were HIF-1α(−), and most CD133(+) patients were HIF-1α(+). These two groups collectively accounted for 70% of all patients (Table I). Although it has previously been reported that high HIF-1α expression coincided with high CD133 expression in renal cell carcinoma (30) and intrahepatic cholangiocarcinoma (31) cases, ours was the first study of colorectal cancer. CD133 and HIF-1α seemed to be co-regulated in previous studies given that CD133 knockdown depressed HIF-1α expression (20) and HIF-1α knockdown depressed CD133 expression (21). Our results seem to corroborate these interactions.

With regard to the relationship between CD133 expression and clinicopathological factors or prognosis, the CD133(+) group had a poor tumor regression grade that was statistically significant (Table II), but there was no correlation with prognosis (Figure 3) consistent with our previous findings (8, 11). Our study showed no correlation between HIF-1α expression and clinicopathological factors or prognosis (Table II, Figure 3), which differs from previous reports (17–19). Altogether, the prognostic impacts of either CD133 or HIF-1α expression alone were not strong. However, the combinatorial assessment of these proteins revealed that the CD133(+)HIF-1α(−) group had a poorer tumor regression grade, three times more liver recurrence and local recurrence, and poorer prognosis compared to the other patients (Table III and Table IV, Figure 5).

Previous cell culture experiments (32, 33) and a study using clinical specimens (10) showed that CD133(+) cells had higher invasive activity, higher metastaticity, and poorer prognosis than CD133(−) cells in different types of cancer. Additionally, it was reported that CD133 expression was increased by radiation (5–8). By contrast, it was also reported that radiation increased HIF-1α expression in cell culture experiments (14–16) whereas radiation decreased HIF-1α expression in resected specimens (17, 19, 34). This discrepancy could be explained by the fact that HIF-1α expression increased early after radiation, while tumor regression and reoxygenation resulted in the degradation of HIF-1α over the next few days (17). HIF-1α expression could have decreased in resected specimens during the waiting time for surgery, which was one month or more from the completion of radiotherapy. For the above reasons, resected specimens tend to become CD133(+)HIF-1α(−) after CRT, and continuous up-regulation of HIF-1α by CD133 should be necessary to have CD133(+)HIF-1α(+) expression.

The characteristics of HIF-1α expression, which suppresses tumor proliferation, were first observed in renal cancer cells (35) and have been subsequently reported in many cancer cells such as acute myeloid leukemia (36) and glioma cells (37). Tiwari et al. showed that HIF-1α played a role as a tumor suppressor by preventing degradation of p53 protein in pancreatic cancer cell lines, and the loss of HIF-1α increased the invasion and metastasis of pancreatic cancer (38). These reports indicated that the loss of HIF-1α expression increases metastasis and recurrence. Although the CD133(+) group had higher invasive activity and metastaticity than the CD133(−) group, HIF-1α expression in this CD133(+) group should have a better prognosis because HIF-1α expression suppresses tumor invasion and metastasis. By contrast, the CD133(+) without HIF-1α expression was considered to be the consequence of low activation of HIF-1α by CD133, resulting in the lack of metastasis-suppression by HIF-1α and a markedly higher rate of distant metastasis and cancer recurrence.

Although patients in the CD133(+)HIF-1α(−) group had more lung recurrence than the others until one year after resection, the difference was marginal at five years post-resection (Figure 5D). However, data were insufficient because of the small number of patients.

Our study has several limitations. Because this is a retrospective study from a single institution, the number of patients enrolled was relatively small. In addition, precise assessment of how CD133 and HIF-1α expression changed after CRT and how these proteins affected tumor recurrence still remain to be investigated. Further investigation on molecular mechanisms is warranted.

In conclusion, CD133(+)HIF-1α(−) expression after CRT is a promising marker for recurrence, particularly for liver recurrence. Patients with CD133(+)HIF-1α(−) expression had a poor prognosis, and therefore intensive surveillance and strong adjuvant chemotherapy should be performed for these patients.

Acknowledgements

This study was supported by Grants-in-Aid for Scientific Research (C: grant number; 18K07194, C: grant number; 19K09114, C: grant number; 19K09115, C: grant number; 20K09051, Challenging Research (Exploratory): grant number; 20K21626, B: grant number; 21H02778) from the Japan Society for the promotion of Science (Tokyo, Japan). This research is supported by the Project for Cancer Research and Therapeutic Evolution (P-CREATE), grant number: JP 19cm0106502 from the Japan Agency for Medical Research and Development (AMED) (Tokyo, Japan).

Footnotes

  • Authors’ Contributions

    SI and KK conceptualized the study. YT and KK designed and coordinated the study and wrote the manuscript. KO, JK, and YY collected and analyzed data. SA, YN, HA, and HS interpreted data. HN, KS, KM, SE, and SI provided critical revisions. All Authors have read and approved the final version of the manuscript.

  • Conflicts of Interest

    The Authors declare no conflicts of interest in relation to this study.

  • Received January 14, 2022.
  • Revision received February 20, 2022.
  • Accepted February 21, 2022.
  • Copyright © 2022 International Institute of Anticancer Research (Dr. George J. Delinasios), All rights reserved.

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CD133(+)HIF-1α(−) Expression After Chemoradiotherapy Predicts Poor Prognosis in Rectal Cancer
YUICHI TACHIKAWA, KAZUSHIGE KAWAI, KOSUKE OZAKI, HIROAKI NOZAWA, KAZUHITO SASAKI, KOJI MURONO, SHIGENOBU EMOTO, JUNKO KISHIKAWA, YUICHIRO YOKOYAMA, SHINYA ABE, YUZO NAGAI, HIROYUKI ANZAI, HIROFUMI SONODA, SOICHIRO ISHIHARA
Anticancer Research Apr 2022, 42 (4) 2033-2043; DOI: 10.21873/anticanres.15684

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CD133(+)HIF-1α(−) Expression After Chemoradiotherapy Predicts Poor Prognosis in Rectal Cancer
YUICHI TACHIKAWA, KAZUSHIGE KAWAI, KOSUKE OZAKI, HIROAKI NOZAWA, KAZUHITO SASAKI, KOJI MURONO, SHIGENOBU EMOTO, JUNKO KISHIKAWA, YUICHIRO YOKOYAMA, SHINYA ABE, YUZO NAGAI, HIROYUKI ANZAI, HIROFUMI SONODA, SOICHIRO ISHIHARA
Anticancer Research Apr 2022, 42 (4) 2033-2043; DOI: 10.21873/anticanres.15684
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Keywords

  • CD133
  • HIF-1α
  • CD133(+)HIF-1α(−)
  • chemoradiotherapy
  • Rectal cancer
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