Abstract
Background/Aim: This study aimed to evaluate the prognostic value of modified geriatric nutritional risk index (mGNRI) in patients with unresectable/recurrent esophageal cancer (EC). Patients and Methods: We included 143 patients aged >65 years with unresectable/recurrent EC. The mGNRI was calculated as (1.489/CRP in mg/dl) + (41.7 × body mass index/22). Participants were divided into two groups: low-mGNRI (mGNRI <80, n=90) and high-mGNRI (mGNRI ≥80, n=53). We retrospectively examined the relationship between mGNRI and the prognosis of EC. Results: Median survival time in the low-mGNRI group was significantly lower than that in the high-mGNRI group (5.1 vs. 16.9 months, p<0.001). Multivariate analysis revealed that low mGNRI [hazard ratio (HR)=3.85, p<0.001] and absence of chemotherapy or chemoradiotherapy (HR=2.69, p<0.001) were independent and unfavorable prognostic factors of overall survival. Among patients who received chemotherapy or chemoradiotherapy, the mGNRI-low group had a significantly poorer prognosis than the mGNRI-high group (p<0.001). The mGNRI was the most appropriate prognostic index compared with other immune-inflammatory markers by the Akaike and Bayesian information criteria. Conclusion: In patients with unresectable/recurrent EC, low mGNRI was correlated with unfavorable prognosis and was a useful independent prognostic factor.
Esophageal cancer (EC), a life-threatening malignancy, is the world’s sixth most common cause of cancer-related deaths (1). At the time of initial diagnosis, 18% of patients with EC have distant metastasis (2), the prognosis for whom is dismal, ant the 5-year survival rate is only 5% (3, 4). Chemotherapy, radiotherapy, palliative treatments, or best supportive care is selected for patients with unresectable or recurrent EC. Chemotherapy has been reported to provide modest prognostic benefit in patients with unresectable or recurrent EC. The median survival time (MST) for patients treated with cisplatin plus 5-fluorourasil (FP regimen) for unresectable advanced or recurrent esophageal squamous cell carcinoma was 5.5-10.2 months (5, 6). Although recent research has shown that pembrolizumab plus FP regimen improved overall survival (OS) of advanced EC (7, 8), the prognosis still remains poor. Moreover, FP therapy requires water loading by infusion to prevent renal injury, which requires hospitalization for approximately one week. Furthermore, cisplatin is an anti-cancer drug that carries high emetogenic risk, which places a heavy burden on patients. Therefore, it is imperative that patients are aware of their prognosis when making treatment choices.
Recently, immune-inflammatory markers using a combination of blood test results, such as C-reactive protein albumin ratio (CAR), modified Glasgow prognostic score (mGPS), prognostic nutritional index (PNI), and geriatric nutritional risk index (GNRI), have been proposed for improving the long-term prognosis of patients with EC after radical resection and chemotherapy (9, 10). All of these markers include serum albumin levels as a parameter, which is frequently used as a nutritional and prognostic indicator. However, serum albumin levels easily fluctuate due to dehydration and insufficient oral intake, which are often observed in patients with advanced EC. We have previously reported that a modified GNRI (mGNRI), which uses the inverse of C-reactive protein (CRP) instead of albumin, was strongly associated with long-term prognosis after esophagectomy in elderly patients with resectable EC (11). The present study investigated the prognostic impact of mGNRI in patients with unresectable or recurrent EC.
Patients and Methods
Patients. This study was a retrospective single-center file review of a cohort of patients with unresectable/recurrent EC. All procedures of this study were in accordance with the ethical standards of the responsible committee on human experimentation (institutional and national) and with the Helsinki Declaration of 1964 and later versions. The Institutional Review Board approved the study protocol of the National Defense Medical College (registration number: 4374).
Of the 632 patients who were diagnosed with EC at the National Defense Medical College (Saitama, Japan) between January 2009 and December 2020, 53 patients with unresectable EC because of distant metastasis and 90 patients with recurrent EC after radical esophagectomy (a total of 143 cases) were included in this study (Figure 1). Patients who met the following criteria were excluded: 1) aged <65 years, 2) unresectable locally advanced EC, 3) performance status score 2 or more at the time of diagnosis with unresectable or recurrent EC, 4) other malignant disease requiring any treatment or observation, 5) cardiac, liver, renal, or endocrine dysfunction, 6) missing data of body weight, serum CRP, and serum albumin at the time of diagnosis of unresectable or recurrent EC, and 7) suspected of active infectious disease at the time of blood test. Conversion surgery after CT (chemotherapy) or CRT (chemoradiotherapy) cases were included in patients with resectable EC. We retrospectively evaluated patients’ clinical data and pathological records of biopsy specimens. Hematological findings were based on the date of a patient’s first visit to our department. Sarcopenia was defined separately for each sex according to the psoas muscle index (the psoas muscle area at the level of the third lumbar vertebra and the square of height), calculated from computed tomography images at the time of diagnosis. Cutoff values of the psoas muscle index were set at the 25th percentile (4.04 and 2.04 cm2/m2 for males and females, respectively). The clinical stage of EC was classified by the findings of endoscopy, computed tomography, and positron emission tomography/computed tomography, and described according to the TNM staging system (8th edition) of the Union for International Cancer Control (3). In patients with unresectable EC, overall survival (OS) time was measured from the date of the first visit to our hospital to the date of death due to any cause. In patients with recurrent EC, OS was measured from the date of diagnosis with recurrence to the date of death due to any cause.
Inclusion criteria for this study. EC: Esophageal cancer; CT: chemotherapy; CRT: chemoradiotherapy.
Systematic inflammation indices. The mGNRI was calculated as (1.489/CRP in mg/dl) + (41.7 × body mass index/22) (11). Given that a serum CRP level ≤0.3 mg/dl was considered within normal limits, serum CRP ≤0.3 mg/dl was considered as 0.3 mg/dl in this study. According to the Youden index, the optimal cutoff value for the mGNRI was 80, and the area under the curve was 0.657. Patients were divided into two groups: low-mGNRI with mGNRI <80 (90 patients, 62.9%) and high-mGNRI with mGNRI ≥80 (53 patients, 37.1%) (Table I).
Correlation between modified Geriatric nutritional risk index (mGNRI) and clinicopathological characteristics.
The prognostic indices based on systematic inflammation examined in this study were as follows: CAR (CRP measured in mg/l and albumin measured in g/l); PNI (10 × albumin in g/dl + 0.005 × lymphocyte count/μl); and GNRI (1.489 × albumin in g/dl + 41.7 × body mass index/22). Data used for each calculation were based on a blood sample obtained during the patient’s first visit to our department.
Management of chemotherapy. Out of the 143 patients, 90 received CT/CRT, where 88 received the FP regimen and the rest received docetaxel therapy (chemotherapy alone) for first-line chemotherapy. Moreover, 53 patients only received best supportive care due to the patients’ own requests. Chemotherapy-related adverse events were evaluated based on Common Terminology Criteria for Adverse Events version 5.0 (12).
Statistical analysis. All statistical analyses were performed using JMP® Pro software package version 15.2.0 (SAS Institute, Cary, NC, USA). Mann–Whitney U-tests and Pearson’s chi-square test were performed as appropriate. Survival rates were obtained using the Kaplan–Meier method, and the log-rank test determined statistical significance. Cox proportional hazards regression modeling was performed for univariate and multivariate analyses. To determine the most appropriate prognostic index, we compared indices using the Akaike information criterion (AIC) and Bayesian information criterion (BIC). A p-value of <0.05 was considered statistically significant.
Results
Relationship between serum CRP and albumin levels. The mean values of serum CRP and albumin were 2.47±0.29 mg/dl and 3.60±0.05 g/dl, respectively. A negative correlation was observed between serum CRP and albumin (p<0.001, Figure 2). Regression coefficient between CRP and albumin was −3.25, and correlation coefficient was −0.60.
A negative correlation was observed between serum C-reactive protein and albumin (p<0.001).
Correlation between mGNRI and clinicopathological characteristics. The average value of mGNRI was 63.6±21.8. Table I shows the correlation between mGNRI and clinicopathological characteristics of patients. The low-mGNRI group had a significantly lower serum albumin level (p<0.001) and higher CRP level (p<0.001) than the high-mGNRI group. There was no statistically significant difference in histological type, the incidence of sarcopenia, unresectable or recurrent EC, main site of metastasis lesion, and the number of organs with metastasis. The percentage of patients who received chemotherapy and total courses of chemotherapy was higher in the high-mGNRI group (p=0.043 and p=0.031). However, there was no significant difference in the total regimens of chemotherapy and rate of CT/CRT-related adverse events of grade 3 or higher between the two groups.
mGNRI and survival rate of patients with EC with distant metastases. The average follow-up period of the enrolled patients was 336.6±47.1 days. MST after diagnosis of EC in the low-mGNRI group was significantly lower than that in the high-mGNRI group (5.1 vs. 16.9 months, p<0.001, Figure 3). Figure 4 shows the Kaplan–Meier curves for the two groups: (a) those who received chemotherapy and (b) those who did not. Regardless of whether patients received CT/CRT, the mGNRI-low group had a significantly poorer prognosis than the mGNRI-high group (p=0.008 and p<0.001). Figure 5 shows the Kaplan–Meier curves for the two groups of patients: (a) those with unresectable EC and (b) those with recurrent EC. In patients with unresectable EC, the low-mGNRI group had a significantly lower OS rate than that in the high-mGNRI group (MST; 4.5 vs. 10.1 months, p=0.010, Figure 5A). Similarly, the low-mGNRI group had a significantly poorer prognosis than the high-mGNRI group in patients with recurrent EC (MST; 3.1 vs. 12.5 months, p<0.001, Figure 5B).
Overall survival in patients with unresectable or recurrent esophageal cancer in groups based on the modified geriatric nutrition risk index (mGNRI). The Wilcoxon test showed significantly different overall survival between the high-mGNRI and low-mGNRI groups (p<0.001).
The Kaplan–Meier curves for overall survival in patients with unresectable or recurrent esophageal cancer: (A) those who received chemotherapy/chemoradiotherapy and (B) those who did not. The low-modified geriatric nutrition risk index (mGNRI) group had a significantly poorer prognosis than the high-mGNRI group in both data sets.
The Kaplan–Meier curves for overall survival in patients (A) with unresectable esophageal cancer and (B) recurrent esophageal cancer. The low-modified geriatric nutrition risk index (mGNRI) group had a significantly lower overall survival rate than the high-mGNRI group.
Table II shows the univariate and multivariate analyses of OS. The following factors were included in the analyses: age (≥75 vs. <75 years), sex (male vs. female), histological type of biopsy specimen (squamous cell carcinoma vs. others), sarcopenia (presence vs. absence), unresectable or recurrent EC, number of organs with metastasis (one vs. two or more), CT/CRT (presence vs. absence), and mGNRI (high vs. low). Univariate analysis demonstrated that patients with the absence of CT/CRT and patients in the low-mGNRI group had a significantly lower OS than the presence of CT/CRT and the high-mGNRI, respectively. Multivariate analysis revealed that both of the two parameters, the low-mGNRI group [hazard ratio (HR)=3.85, 95% confidence interval (CI)=2.38-6.23, p<0.001] and absence of CT/CRT (HR=2.69, 95%CI=1.73-4.19, p<0.001), were independent unfavorable prognostic factors of OS.
Univariate and multivariate analyses for overall survival for unresectable/recurrent esophageal cancer.
Appropriate model selection among the indices. To identify the most appropriate prognostic index among the albumin, CRP, CAR, PNI, GNRI, and mGNRI, we evaluated each index via the AIC and BIC (Table III). The mGNRI showed the lowest values for both the AIC (775.5) and BIC (778.4). Similarly, mGNRI had the best results of the indexes among patients who did and did not receive CT/CRT.
Results of logistic analyses for prognostic indexes.
Discussion
The mGNRI has been newly proposed as a simple systematic inflammation marker and a prognostic indicator for patients with EC using CRP instead of albumin (11). In the previous study, pre-treatment low mGNRI in elderly patients with resectable EC was a poor prognostic factor for OS (11). In this study, we showed that mGNRI was an independent poor prognostic factor for OS in patients with unresectable or recurrent EC along with chemotherapy. This is the first report to demonstrate the relationship between these inflammatory markers and the prognosis of patients with unresectable or recurrent EC.
Importantly, mGNRI can be calculated before treatment decisions. In the case of resectable tumors, pathological findings, such as tumor depth, lymph node metastasis, histological differentiation, and ductal invasion, can be assessed after surgery. However, in the case of unresectable or recurrent EC, only biopsy specimens can be pathologically evaluated. Thus, it is difficult to select patients with unresectable or recurrent EC who are likely to benefit from treatment based solely on pathological factors. In this study, mGNRI was a useful predictor of OS in patients with unresectable or recurrent EC among those who did and did not receive CT/CRT. The high-mGNRI group received a significantly higher number of courses of chemotherapy than the low-mGNRI group, suggesting that patients in the high-mGNRI group had a longer prognosis given their superior tolerance to chemotherapy. As mentioned above, it is difficult to extract pathological prognostic factors for patients with unresectable or recurrent EC, and prognostic sorting by systematic inflammatory markers, such as mGNRI, may be useful.
In this study, we used markers including albumin and/or CRP as prognostic indices compared to mGNRI. The mGNRI showed better AIC and BIC than CAR, PNI, and mGPS. This result was consistent with our previous report in elderly patients with EC who underwent radical resection (11). Moreover, mGNRI was better than GNRI in AIC and BIC. This may be because CRP could provide more stable results as a systematic inflammation marker than albumin, which can easily fluctuate depending on the patients’ condition, such as dehydration and poor nutrition.
Cancer-associated cachexia, which includes ongoing loss of skeletal muscle and metabolic abnormalities, is associated with short- and long-term outcomes after surgery and affects the continuity of chemotherapy and radiotherapy (13). Patients with EC are known to be prone to cachexia (14). It is easy to understand that mGNRI is useful as an index to evaluate cachexia because it uses bodyweight related to malnutrition and CRP as biomarkers of systematic inflammation related to cancer status. For the treatment of patients with cachexia and terminal-stage cancer, it is difficult to establish clinically meaningful treatment, but this is a subject for further investigation.
One limitation of this study is the lack of a control group due to its retrospective nature. Also, this study included single-center data with a small sample size. A multicenter validation study is needed to highlight the effectiveness of mGNRI in the prognostication of patients with unresectable or recurrent EC. In addition, this study was unable to include an evaluation system of physical findings such as comprehensive geriatric assessments in the analysis because of the study design being a retrospective study.
In conclusion, our study showed that the mGNRI, a simple marker of systemic inflammation, was a better independent prognostic factor for patients aged 65 years and older with unresectable or recurrent EC compared to other indices.
Footnotes
Authors’ Contributions
Conceptualization: Keita Kouzu, and Hironori Tsujimoto; Methodology: Keita Kouzu. and Hironori Tsujimoto; Formal analysis and investigation: Keita Kouzu, Naoyuki Uehata and Yusuke Ishibashi; Writing-original draft preparation, Keita Kouzu; Writing-review and editing, Hironori Tsujimoto, Yoji Kishi, and Hideki Ueno; Project administration: Hironori Tsujimoto; Funding acquisition, Keita Kouzu. All Authors have read and agreed to the published version of the manuscript.
Conflicts of Interest
The Authors declare no conflicts of interest in relation to this study.
- Received September 11, 2022.
- Revision received October 22, 2022.
- Accepted October 24, 2022.
- Copyright © 2022 International Institute of Anticancer Research (Dr. George J. Delinasios), All rights reserved.











