Abstract
Background/Aim: Intensity modulated radiotherapy (IMRT) is the standard of care for oropharyngeal cancer management. IMRT can be applied using either the sequential boost or simultaneous integrated boost (SIB-IMRT) techniques. The purpose of the study was to assess the efficacy of sequential boost technique or SIB-IMRT) in locally advanced p16-negative oropharyngeal squamous cell carcinoma. Patients and Methods: Baseline characteristics and treatment outcomes were compared between patients with locally advanced p16-negative oropharyngeal squamous cell carcinoma, who received sequential RT (n=40) and those who received SIB-IMRT (n=38). Results: In total, 78 patients with locally advanced p16-negative oropharyngeal cancer were identified. Mean age was 63 years. Patients treated with SIB-IMRT had better 5-year overall survival (OS; 78.7% vs. 52.5%, p=0.023) and 5-year disease-free survival (DFS; 87.4% versus 63.5%, p=0.046) compared to sequential group. There was no difference of total severe acute and late toxicity (grade ≥3) incidences. Patients treated with SIB technique had higher rates of mild to moderate late xerostomia (73.7% vs. 52.5%), dysgeusia (63.2% vs. 20%), and dysphagia (44.7% vs. 17.5%). Conclusion: Compared to sequential technique, SIB-IMRT improved both OS and DFS, but higher mild to moderate late toxicity was observed. As long as RT dose constraints to surrounding normal organs can be maintained, SIB technique should be the technique of choice for locally advanced p16-negative oropharyngeal squamous cell carcinoma treatment.
Primary intensity-modulated radiation therapy (IMRT) with concomitant cisplatin-based chemotherapy (CRT) is a well-established approach for the treatment of locally advanced oropharyngeal squamous cell carcinoma (1). Due to its increasing relation to human papilloma virus (HPV) infection (up to 35% of new diagnosis), oropharyngeal squamous cell carcinoma management has captured attention from research community in the past decade, especially for HPV-positive patients (1). It is recognized that HPV-negative and HPV-positive oropharyngeal cancers are two distinct entities, based on the prognostic value of the tumor suppressor protein p16 status (a robust surrogate biomarker for HPV-related cancer) resulting in a different stage system between p16-positive and p16-negative disease (2). Although the number of clinical trials in HPV-positive oropharyngeal cancer, mainly testing the value of treatment de-escalation, is increasing, the p16-negative disease has not been studied extensively (3).
In this context, the aim of the present study was to report oncologic outcomes of p16-negative locally advanced oropharyngeal cancer treated with definitive CRT. Our previously published results showed increased, although not statistically significant, survival rates with simultaneous integrated boost (SIB) over sequential boost technique (4). Here, we investigated whether the benefit of SIB technique over sequential boost persists when taking into account a larger patient population.
Patients and Methods
Patient population. All patients receiving IMRT with concomitant cisplatin-based chemotherapy for nonmetastatic locally advanced oropharyngeal cancer at our institution, between January 2010 and June 2019, were included. Patients treated with induction chemotherapy or those treated after surgery or with a history of head and neck radiation were excluded. HPV status was determined by immunohistochemistry staining for p16 and p16-negative samples were defined as those with nuclear staining <75% of cells (2). Only patients with squamous cell carcinoma HPV/p16 negative were considered. After approval of the Institutional Review Board was obtained, baseline and follow-up clinical data were collected. Written informed consent was obtained from each patient. Before treatment, all patients underwent clinical examinations (complete medical history, physical examination, and nasofibrolaryngoscopy), disease-staging imaging (head and neck diffusion-weighted magnetic resonance imaging and chest contrast-enhanced computed tomography), dental-oral evaluation, complete nutritional counseling, hearing test and speech/swallowing evaluation and were discussed in institutional multidisciplinary head and neck tumor board (5-6). TNM stage was determined according to the American Joint Committee on Cancer (AJCC) 8th Edition Cancer Staging Manual (2).
Treatment and follow-up. IMRT plans used: i) a sequential boost technique (high therapeutic dose of 70 Gy in 2 Gy/fraction, intermediate dose level of 60 Gy in 2 Gy/fraction, and prophylactic dose level of 50 Gy in 2 Gy/fraction) and ii) a SIB technique (high therapeutic dose of 67.5 Gy in 2.25 Gy/fraction, intermediate dose level of 60 Gy in 2 Gy/fraction, and prophylactic dose level of 54 Gy in 1.8 Gy/fraction). Radiation therapy was delivered using sequential boost technique until November 2013; then, a SIB technique was used. Patient data were retrospectively collected for the sequential boost technique and prospectively recorded for the SIB treatment. Concomitant cisplatin was administered at a planned dose of 100 mg/m2 every 3 weeks. Patients were evaluated daily during treatment, subsequently every 3 months for the first two years and at least twice a year for up to 5 years (6). Acute (observed within 3 months of the end of treatment) and late (observed beyond 3 months the end of treatment) toxicity was evaluated during treatment and was recorded prospectively at each follow-up visit.
Statistical analysis. Statistical analysis was performed using R-Studio 0.98.1091 software (the R Foundation for Statistical Computing, Vienna, Austria). Standard descriptive statistics were used to evaluate the distribution of each potential factor. Continuous variables were presented as medians and ranges, and dichotomous variables were presented as frequencies and percentages. Baseline clinical characteristics between groups were compared using either the χ2 test or Fisher exact test. Overall survival (OS) and disease-free survival (DFS) were estimated using the Kaplan-Meier method. Survival curves were compared by the log-rank test. Survival rates were defined as the time in months between the end of treatment and the first event, including date of the last follow-up or death (OS) and/or relapse (DFS). All reported p-values were two-sided, and p-values lower than 0.05 were considered significant.
Results
Patient and treatment characteristics. In total, 78 patients with locally advanced p16-negative oropharyngeal cancer were identified. Baseline patient-, tumor- and treatment-specific characteristics were compared between patients who received sequential boost technique and those who received SIB technique and are listed in Table I. The mean age of the cohort was 63 years (range=41-75) and 71.8% of patients were males. Most patients (n=73, 93.6%) had regional lymph node involvement at diagnosis. All patients received the total prescribed dose and the vast majority (n=75, 96.2%) received ≥2 cycles of concomitant cisplatin-based chemotherapy. All baseline characteristics were not significantly different between the two groups.
Patient baseline characteristics.
Clinical outcomes. In total, 33 (42.3%) patients died, of whom 16 (20.5%) died of disease, 12 (30%) and 4 (10.6%) in the sequential group and the SIB group, respectively. Other major causes of death were related to other coexisting medical conditions (n=7; sequential: 4; SIB: 3) or from unknown cause (n=10; sequential: 8; SIB: 2). The median follow-up for surviving patients was 72 months (range=24-141). The 5-year OS was significantly different between the sequential and SIB groups [52.5%, 95% confidence interval (CI)=0.361-0.665 vs. 78.7%, 95% CI=0.618-0.887; p=0.023] (Figure 1).
Overall survival according to radiation therapy technique. IMRT, Intensity-modulated radiotherapy; SIB, simultaneous integrated boost intensity.
Patterns of failure were: 5 local relapses, 3 regional relapses, 1 local and regional relapse and 13 distant relapses, including lung (n=10), liver (n=2) and lung plus bone (n=1). The 5-year DFS was significantly better in the SIB group compared to the sequential group (87.4%, 95% CI=0.699-0.951 vs. 63.5%, 95% CI=0.452-0.771; p=0.046) (Figure 2).
Disease-free survival according to radiation therapy technique.
Acute and late toxicity. There was no difference of total severe toxicity (grade ≥3) incidences according to the type of radiotherapy boost technique. Main acute severe toxicities were oral mucositis (n=27, 34.6%; sequential: 17; SIB: 10; p=0.268) and dysphagia (n=16, 20.5%; sequential: 7; SIB: 9; p=0.923). Mild to moderate acute xerostomia developed in 32 (80%) patients in sequential group compared with 20 (52.6%) in SIB group (p=0.034). No patient had persistent severe toxicity (grade ≥3) at last follow-up. Mild to moderate late xerostomia (n=28, 70% vs. n=21, 55.3%, p=0.017), as well as dysgeusia (n=24, 60% vs. n=8, 21.1% p<0.001) and dysphagia (n=17, 42.5% vs. n=7, 18.4%, p=0.018) were significantly higher in SIB group compared to sequential group. Details are listed in Table II.
Acute and late toxicity.
Discussion
Survival outcomes after concomitant CRT using SIB technique for patients with p16-negative locally advanced oropharyngeal cancer were largely superior compared to those who received sequential boost technique. Both 5-year OS and 5-year DFS were significantly in favor of SIB group. To better understand the role of SIB technique on clinical outcomes, we analyzed the frequencies of acute and late toxicities. All patients experienced some degree of acute toxicity, mainly of mild severity. The acute toxicity profile was similar between the two boost techniques, whereas SIB group experienced higher frequencies of late xerostomia, dysgeusia and dysphagia graded as mild to moderate. Nevertheless, there were no reported late severe radiation-related toxicities in all cases, indicating that as long as the dose constraints to organs at risk were limited to below the recommended dose, regardless of using SIB or sequential technique, the severe late toxicity remained non significant. We postulated that the observed improvement in mild/moderate late toxicity seen clinically with SIB boost was due to the summation of different intensity radiation exposure on a per-fraction basis, suggesting that beam coverage by balancing the overall throughput may contribute to late toxicity rates.
This descriptive analysis allows one to question whether slightly higher dose per fraction – 2.25 Gy instead of conventional 1.8-2 Gy per fraction – used to achieve curative dose of radiation to macroscopic disease for patients with p16-negative disease may be beneficial to reduce the risk of locoregional failure. Our favorable survival outcomes encourage the use of SIB given its safety and efficacy. The rationale for IMRT SIB approach is to short treatment time, intensifying total dose with a slightly hypofractionated dose per fraction to macroscopic disease while maintaining acceptable toxicity profile. It is assumed that reduction of overall treatment time may reduce the risk of tumor clonogens’ regrowth during the late phase of radiotherapy and improve tumor control probability. The slightly higher fraction size might have a positive effect on cellular death and regeneration of acute responding normal tissue surrounding gross target volume.
At present, there is no strong evidence in scientific literature supporting the role of SIB technique in p16-negative oropharyngeal cancer. Although there is agreement that IMRT is needed in head and neck cancer treatment, the optimal boost technique is not known (1). Results of prospective trials with direct comparison of the two boost techniques in p16-negative locally advanced oropharyngeal cancer are still awaited and retrospective results are controversial. It should be considered that heterogeneity of population, mainly due to different primary tumor location and absence of p16 status, impede data extraction and comparison among published studies, thus limiting the applicability of those results.
A randomized phase III study compared SIB-IMRT versus sequential boost IMRT technique in newly diagnosed stage I-IVB nasopharyngeal carcinoma patients (7). Overall late toxicities were more common in patients treated using SIB technique. Survival outcomes were promising, accounting 3-year regional progression-free survival (RPFS), OS and PFS of 100% 83.6% and 73.4%, in SIB technique group and 95.7%, 86.3% and 72.7% in sequential technique, respectively (7).
A single institutional retrospective matched cohort analysis on 209 patients with locally advanced head and neck cancer treated with definitive chemoradiotherapy reveled no statistically significant differences in survival outcomes (OS and DFS) between the two techniques (8). Of note, 129 cases were oropharyngeal cancer in origin, but no HPV status was considered, and no subgroup analysis was performed.
These results and limitations also parallel those of Spiotto et al. experience (9). They did not observe any differences in survival outcomes for squamous cell carcinomas of the head and neck series examining SIB and sequential IMRT technique. Still, only a fraction of oropharyngeal patients was tested for HPV and no specific data can be extrapolated.
Recently, a meta-analysis of 7 studies involving a total of 1,049 patients was carried out to compare treatment outcomes and severe acute toxicity of the SIB-RT versus the sequential technique in head and neck cancer patients (10). Results concluded that survival outcomes, including OS, PFS, locoregional-free survival and distant metastasis-free survival, as well as toxicity frequencies were similar between the two IMRT boost techniques. The studies included in the meta-analysis did not address exactly the same outcomes (multiplicity). In addition, results suffered from other confounding factors and potential bias, such as different study design, various primary tumor sites and diverse radiation treatment plan and chemotherapy regimens, precluding sufficient statistical power (10).
Although we focused on p16-negative oropharyngeal cancer, we acknowledge that the single-institution retrospective design limits the generalizability of our results. The strength of our study is that, to our knowledge, it represents the largest cohort of patients with p16-negative locally advanced oropharyngeal cancer treated with a uniform and consistent treatment strategy, thereby excluding a center bias. Additional analysis and validation in an independent study with preregistered protocols are necessary to confirm our results. Incorporation of baseline and longitudinal patient-reported outcomes should be encouraged. There is also a critical need to identify molecular markers at diagnosis to further guide the selection of therapy.
Conclusion
In p16-negative oropharyngeal cancer patients, concomitant CRT using SIB technique was associated with superior OS and DFS rates over concurrent CRT using sequential boost technique. The use of SIB-IMRT in patients with p16-negative oropharyngeal cancer might be a way of increasing survival rates without compromising the proper management of treatment.
Footnotes
Authors’ Contributions
FDF, DM, VT designed and supervised the study. GMV, MS, DM collected data. FDF and CM did the statistical analyses and wrote the draft, with revisions from the other authors. All authors approved final version.
Conflicts of Interest
The Authors declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article
- Received October 11, 2022.
- Revision received October 31, 2022.
- Accepted November 2, 2022.
- Copyright © 2022 International Institute of Anticancer Research (Dr. George J. Delinasios), All rights reserved.