Abstract
Background/Aim: The influence of pleural effusion (PE) on survival outcomes in ovarian cancer has not been thoroughly evaluated. This study aimed to analyze the effect of pre-treatment PE on prognosis. Patients and Methods: A total of 117 patients with stage III and IV epithelial ovarian cancer having pre-treatment PE were included in the study. Malignant PE was determined with CT or PET/CT or biopsy. Results: Thirty patients (27.0%) had PE and 81 (73.0%) had no PE (NPE). For first-line chemotherapy, the delivered dose intensity was significantly higher in PE. In both groups, 5-year overall survival (OS) and progression-free survival (PFS) did not present statistical significant differences. The 7-year PFS of PE was significantly shorter unlike the OS. Conclusion: Within 5 years, pre-treatment PE did not have a significant impact on OS nor PFS for patients with a higher dose of first-line chemotherapy. Within 7 years, better management strategies are needed as PE can have a negative impact on PFS.
In patients suffering from ovarian cancer, pleural effusion appears in more than 33% of stage IV patients, and the pleura is the most common extra-abdominal site of metastasis (1). According to the guidelines set by the International Federation of Gynecology and Obstetrics (FIGO), stage IV ovarian cancer is diagnosed when the disease progresses to the liver or spleen parenchyma or spreads over the abdominal cavity (2). Malignant pleural effusion (MPE) is a necessary criterion to diagnose stage IVA ovarian cancer and is known to have a significantly negative impact on survival (3). Patients are diagnosed as stage III when pleural metastasis is not suspected of being malignant or in cases of accompanying extra-abdominal diseases. However, approximately 36% of apparent stage IIIC cases can have pleural metastases in ovarian cancer, according to a previous study (4).
Pleural effusion is the result of plasma leakage which arises from the following causes: i) impaired drainage of the pleural space due to obstruction of vessels and lymphatics of the lung and pleura; ii) increased pleural formation; and iii) inflammation and associated vascular increased permeability (5). Some angiogenetic factors such as vascular endothelial growth factor, angiopoietin-1, and angiopoietin-2, and their interaction are known to be important mediators for the formation of pleural effusion (5-7). MPE in ovarian cancer is likely caused by the pleural invasion from adjacent structures such as the diaphragm, or transdiaphragmatic migration of malignant cells through pleuroperitoneal communications; hematogenous metastasis may also be possible (8).
In previous studies, some researchers have reported that pleural effusion is a poor prognostic factor for overall survival in epithelial ovarian cancer (3, 9-11). However, most previous studies did not review the dose of chemotherapy and could not evaluate the influence of medicines that have been recently introduced. Furthermore, only a few of those studies investigated the influence of pleural effusion in ovarian cancer.
This study is aimed at evaluating the influence of pre-treatment pleural effusion on survival outcomes considering the dosage amount of first-line chemotherapy in advanced epithelial ovarian cancer.
Patients and Methods
Patients. This study evaluated 313 patients diagnosed with primary epithelial ovarian cancer, tubal cancer, or peritoneal cancer after a permanent biopsy at the Kyungpook National University Chilgok Hospital (KNUCH) from February 2011 to February 2022. All medical records were collected from KNUCH and reviewed retrospectively.
Seventeen patients were excluded because they refused to complete chemotherapy after surgery. Twenty-two were excluded owing to insufficient follow-up data; some did not visit long enough to evaluate survival outcomes, and others were on chemotherapy. We included only stage IIIC and IVA according to FIGO guidelines to control the influence of tumor burden as much as possible (2). In all, 135 were excluded. Twenty-three were excluded as whole-body positron emission tomography/computed tomography (PET/CT) or chest CT scans before treatment were not available. Four patients were excluded because of unclear information with regard to chemotherapy. One was excluded because she received another round of chemotherapy owing to primary breast cancer during the follow-up period. Ultimately, 111 patients were included; however, some of them underwent pathological examination such as pleural fluid cytology or pleural biopsy to determine malignancy and the others did not. The flow diagram of the study is shown in Figure 1. The Institutional Review Board of the KNUCH approved of this study (KNUCH 2022-07-005).
Flow diagram for patient selection. *1Stage IVA was determined with whole-body PET/CT, chest CT, or cytology of pleural fluid; *2The patient received another chemotherapy in response to primary breast cancer after first-line treatment for epithelial ovarian cancer.
Diagnosis of pleural effusion and classification. To detect pleural effusions, we reviewed pre-treatment whole-body PET/CT, chest CT, or abdomen CT scans of all patients. If a pleural effusion could be observed on the abdominal CT, it was accepted as the presence of pleural effusion. If a patient who appeared not to have pleural effusion on her abdominal CT scan did not complete a chest CT scan, she was excluded. Stage IVA was determined when malignant pleural effusion was suspected based on the whole-body PET/CT or chest CT scans. Patients with pleural effusion, regardless of the amount of it or whether malignancy was suspected, were classified into the pleural effusion (PE) group, while the rest were classified into the no pleural effusion (NPE) group.
Surgery. Surgeries were performed by four experienced gynecologic oncologists at the KNUCH. Optimal surgery included total hysterectomy, bilateral salpingo-oophorectomy, lymphadenectomy from both pelvic sides to the infra-renal level, omentectomy, and resection of other metastatic lesions. We evaluated surgery as suboptimal when a residual tumor lesion was larger than 1 cm or if the surgeon did not perform any of the aforementioned surgeries (12).
Chemotherapy. Some patients were chosen to receive neoadjuvant chemotherapy (NAC) prior to debulking surgery depending on their medical condition. All patients in this study underwent at least four cycles of chemotherapy (13). They were administered a combination of taxane and carboplatin; the dose of taxane was 175 mg/m2, and AUC5 was used to determine the dose of carboplatin. The delivered dose intensity (DDI), relative dose intensity (RDI), and duration over the course of treatment were reviewed in every patient. DDI is defined as the sum of the total ratio of chemotherapy agents administered over the course of therapy, including neoadjuvant and/or adjuvant. RDI is the ratio of the DDI divided by the planned dose intensity, 100% per cycle. The delay is defined as the number of days beyond the planned duration, i.e., 21 days between two cycles.
Additional treatment. To evaluate the influence of additional treatments such as hyperthermic intraperitoneal chemotherapy (HIPEC), bevacizumab, poly(adenosine diphosphate-ribose) polymerase (PARP) inhibitors, and pembrolizumab, we reviewed and analyzed the number of patients who received those treatments. The HIPEC group included patients who underwent HIPEC during the first operation. The bevacizumab-administered group included patients who used it either during first-line adjuvant chemotherapy or neoadjuvant chemotherapy. Patients who used PARP inhibitors or pembrolizumab for at least one month were included in the PARP inhibitor or pembrolizumab-administered group.
Evaluation of prognostic outcomes. Response to treatment was evaluated using either CT, magnetic resonance imaging (MRI), or PET/CT and evaluated as complete or partial resolution, stable disease, progressive disease (PD), or disease recurrence (14). Platinum resistance was defined when the PD or recurrence was confirmed within 6 months after the last administration of platinum-based chemotherapy (15). Overall survival (OS) and progression-free survival (PFS) were calculated from the first day of chemotherapy for patients who underwent neoadjuvant chemotherapy and interval debulking surgery; in primary debulking surgery (PDS), these values were calculated beginning from the operation day.
Statistical analysis. The Student’s t-test, Chi-squared test, and Fisher’s exact test were used to compare clinical factors and outcomes in both groups. A Kaplan–Meier survival analysis and a Cox regression were used to evaluate survival outcomes such as overall survival, progression-free survival, and hazard ratio (HR). All statistical analyses were performed using SPSS (version 26; IBM Corp., Armonk, NY, USA) and MedCalc (version 20.026; MedCalc Software Ltd., Ostend, Belgium).
Results
Clinical factors and characteristics of patients are presented in Table I. Of the 111 patients, 30 (27.0%) had PE before treatment initiation. No significant difference was found in age, histology, mean follow-up period, preoperative cancer antigen 125, residual tumor, or additional medical interventions. There were significantly more patients who underwent neoadjuvant chemotherapy in the PE group compared to the NPE group (p<0.001). For first-line chemotherapy, the DDI was significantly higher in the PE group (p=0.012), whereas the RDI and delayed period beyond the planned duration of chemotherapy were not significantly different (Table I).
Comparison of patient characteristics and clinical factors between the pleural effusion (PE) group and the no pleural effusion (NPE) group.
In the PE group, 11 patients (36.7%) were suspected to have malignant pleural effusion. Twelve (40.0%) underwent pathologic examination such as cytology for pleural fluid or needle biopsy for pleura, and nine (30.0%) were proven to have malignant pleural effusion or pleural metastasis. Regarding the laterality of pleural effusions, nine (30.0%) were right, five (16.7%) were left, and 16 (53.3%) were on both sides (Table II).
Characteristics and clinical factors of pleural effusions.
The OS and PFS within 5 and 7 years were compared with a Kaplan–Meier survival analysis between both groups. In 5 years, the OS and PFS of the PE group were insignificantly shorter than the NPE group (p=0.299, p=0.052; respectively). The 5-year HR of the PE group for the OS was 1.466 (95% CI=0.707-3.04, p=0.304) compared to the NPE group. Regarding PFS, it was 1.607 (95% CI=0.983-2.628, p=0.058). In 7 years, the OS was insignificantly shorter in the PE group than in the NPE group (p=0.171), whereas the PFS was significantly shorter in the PE group (p=0.032). The 7-year HR of the PE group for the OS was 1.599 (95% CI=0.810-3.159, p=0.176) compared with the NPE group. For the PFS, it was 1.674 (95% CI=1.031-2.719, p=0.037) (Figure 2).
Comparison of overall survival rate and progression-free survival rate within 5 and 7 years between the pleural effusion (PE) group and the no pleural effusion (NPE) group in patients with stage IIIC and IVA epithelial ovarian cancer.
Discussion
Patients with pleural effusion due to advanced epithelial ovarian cancer had a comparable OS and PFS under significantly higher DDI with first-line chemotherapy within 5 years and a comparable OS within 7 years, although the PE group included patients with stage IVA who had a higher tumor burden. However, these patients had a significantly shorter PFS within 7 years and a higher risk of pleura or lung metastases.
These results support the need for a higher dose of first-line chemotherapy in patients with pre-treatment pleural effusion. A recent study of ours showed a similar result in advanced epithelial ovarian cancer, presenting a worse prognosis with dose reduction of first-line chemotherapy (16). This can be accomplished with the consolidation of chemotherapy, which can help patients suppress the progression of disease within a short-term period. Our findings also suggest that a better therapeutic strategy is needed for patients 5 years after the completion of first-line treatment. As our results show an increased risk for metastasis of the pleura or lungs, intrathoracic chemotherapy may offer survival benefits (17).
To evaluate the influence of tumor burden on OS and PFS, a subgroup analysis was conducted between patients with stage IIIC and IVA disease, regardless of the presence of pleural effusion. A Kaplan–Meier survival analysis for OS and PFS within 7 years reported no significant difference between the groups (p=0.826, p=0.807; respectively).
We conducted another subgroup analysis to evaluate the influence of pleural effusion not suspected to be malignant on survival outcomes. OS and PFS were evaluated with a Kaplan–Meier survival analysis for only stage IIIC patients; thus, all stage IVA patients were excluded. Of 98 patients, 17 (17.3%) had pleural effusion before debulking surgery, whereas 81 (82.7%) had no pleural effusion. The PE group had a significantly shorter OS within 3 years (p=0.018). In 3 years, the PE group also had a significantly shorter PFS (median PFS: 19.0 months vs. 30.0 months; p=0.004). The HR of the PE group for the 3-year OS compared to the NPE group was 2.926 (95% CI=1.152-7.434, p=0.024) and the 3-year PFS was 2.321 (95% CI=1.277-4.219, p=0.006). The PE group showed an insignificantly shorter OS within 5 years (p=0.074). In 5 years, the PE group showed a significantly shorter PFS (median PFS: 19.0 months vs. 30.0 months; p=0.008). The HR of the PE group for the 5-year OS was 2.061 (95% CI=0.912-4.659, p=0.082) and the 5-year PFS was 2.149 (95% CI=1.194-3.868, p=0.011). No significant difference was found for DDI and RDI in the Mann–Whitney U-test between both groups (p=0.757, p=0.477; respectively) (Figure 3).
Comparison of overall survival rate and progression-free survival rate within 3 and 5 years between the pleural effusion (PE) group and the no pleural effusion (NPE) group in patients with stage IIIC epithelial ovarian cancer.
A multivariate regression analysis in the entire group was conducted to find prognostic factors for OS or PFS. For the 7-year OS, optimal surgery and age were significant factors; the significance of optimal surgery was evaluated compared to suboptimal surgery (p=0.019, HR=0.974, 95% CI=0.952-0.996; p=0.002). For the 7-year PFS, significance was found in the optimal surgery and DDI; the significance was evaluated compared to suboptimal surgery (p=0.021, HR=0.962, 95% CI=0.931-0.994; p<0.001).
It should be noted that this study has certain limitations. First, it was a retrospective study conducted on data collected at a single center. Second, the influence of tumor burden could not be controlled because patients with stage IVA and IIIC were included. Third, there might have been a few misdiagnoses for stages IIIC or IVA because not all patients were examined via a pathologic study for pleural fluid or pleura before treatment. Fourth, the influence of additional treatments could not be evaluated thoroughly, especially bevacizumab or PARP inhibitors. With regard to bevacizumab, although most patients used it at a dosage of 7.5 mg/kg, we could not quantify its dose appropriately because it was used as a maintenance regimen as well as in combination with first-line chemotherapy. For the PARP inhibitor, the period over which it was used was not long enough to be evaluated. Furthermore, we could not compare our results with previous studies because there are very few recent studies on pleural effusion in advanced ovarian cancer, and their inclusion and exclusion criteria were quite different from those adopted in this study.
Conclusion
Within 5 years of standard treatment, patients with advanced epithelial ovarian cancer showing pre-treatment pleural effusion had comparable values of OS and PFS to patients without pleural effusion, provided they received a higher dose of first-line chemotherapy. Within 7 years of standard treatment, a better management strategy for these patients is needed as pleural effusion can have a negative influence on PFS, although not on OS. In addition, patients with pleural effusion appeared to have significantly increased progression or recurrence in the pleura or lungs. It was, thus, proven that pleural effusion that is not suspected to be malignant can have a negative influence on survival outcomes, even within a short-term period.
Acknowledgements
We thank our colleagues Jong Mi Kim, Yoon Hee Lee, Gun Oh Chong who provided insight and expertise that greatly assisted this research.
Footnotes
Authors’ Contributions
DG Hong conceived of and supervised the study. J Lee collected clinical data, performed analytical calculations, and designed the figures and the tables. DG Hong and J Lee drafted the manuscript and discussed the results. Both Authors contributed to the final manuscript.
Conflicts of Interest
The Authors have no conflicts of interest to declare.
- Received July 15, 2022.
- Revision received August 4, 2022.
- Accepted August 22, 2022.
- Copyright © 2022 International Institute of Anticancer Research (Dr. George J. Delinasios), All rights reserved.