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Research ArticleClinical Studies

Sleep Disorders in Patients With Breast Cancer Prior to a Course of Radiotherapy – Prevalence and Risk Factors

DIRK RADES, CARLOS A. NARVAEZ, LIESA DZIGGEL, SOEREN TVILSTED and TROELS W. KJAER
Anticancer Research May 2021, 41 (5) 2489-2494; DOI: https://doi.org/10.21873/anticanres.15026
DIRK RADES
1Department of Radiation Oncology, University of Lübeck, Lübeck, Germany;
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  • For correspondence: dirk.rades@uksh.de
CARLOS A. NARVAEZ
1Department of Radiation Oncology, University of Lübeck, Lübeck, Germany;
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LIESA DZIGGEL
1Department of Radiation Oncology, University of Lübeck, Lübeck, Germany;
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SOEREN TVILSTED
2Research Projects and Clinical Optimization, Zealand University Hospital, Koege, Denmark;
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TROELS W. KJAER
3Neurological Department, Zealand University Hospital, Roskilde, Denmark
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Abstract

Background/Aim: Most patients with breast cancer are assigned to radiotherapy, which may cause fears leading to sleep disorders. Very few data are available regarding the prevalence of sleep disorders and corresponding risk factors. Patients and Methods: Data of 175 patients with breast cancer presenting for adjuvant radiotherapy were retrospectively analyzed. Twenty-three patient and tumor characteristics were investigated for associations with pre-radiotherapy sleep disorders. Results: Seventy-eight patients (44.6%) stated sleep disorders prior to radiotherapy. These were significantly associated with higher distress score (p<0.0001); greater number of emotional (p<0.0001), physical (p<0.0001) or practical problems (p<0.001); and request for psycho-oncological support (p<0.001). Trends were found for worse performance status (p=0.062) and higher comorbidity index (p=0.059). Conclusion: Sleep disorders prior to radiotherapy for breast cancer are common. This applies particularly to patients with risk factors including distress due to emotional, physical or practical problems. These patients should be offered psycho-oncological support as soon as possible.

Key Words:
  • Breast cancer
  • radiotherapy
  • sleep disorders
  • prevalence
  • characteristics

Breast cancer is one of the most common types of solid cancer in Western countries (1). Most patients with non-metastatic breast cancer receive adjuvant local or locoregional radiotherapy, either following breast-conserving surgery or mastectomy (2). The fact that a patient needs to be irradiated may cause then fear about the unknown technology, exposure to radiation and potential side-effects of the treatment. These fears and other factors can lead to sleep disorders. According to a previous study, sleep disorders are more common in patients with breast cancer than in those with prostate cancer (3). In another study, most sleep disorders were reported by patients to occur prior to and at the beginning of the course of radiotherapy (4). However, sleep disorders may also increase during the period of treatment as a result of acute toxicity (5). Only very few data exist regarding the prevalence of sleep disorders prior to a radiotherapy course and of potential risk factors (6, 7). Thus, additional studies are needed to identify and support patients suffering from stressful sleep problems. The present study was performed to determine the prevalence of sleep disorders prior to radiotherapy and to identify significant risk factors in a cohort of patients with breast cancer assigned to adjuvant radiotherapy.

Patients and Methods

A total of 175 patients with breast cancer who presented for adjuvant external beam radiotherapy and completed a National Comprehensive Cancer Network Distress Thermometer evaluation (8, 9) between March 2020 and February 2021 were included in this retrospective study. Patients assigned to brachytherapy or to external beam radiotherapy for a local or locoregional recurrence were not included. The study was approved by the ethics committee of the University of Lübeck (reference 21-128). After breast-conserving surgery, the patients received whole breast irradiation, either with 15×2.667 Gy over 3 weeks or 28×1.8 Gy over 6.5 weeks (2). Patients younger than 51 years and those 51 years or older with risk factors for local recurrence received a boost to the tumor bed of 5×2.0 Gy over 1 week. After mastectomy, radiotherapy of the chest wall was performed in the case of pT4 tumor, pT3 tumor plus risk factors, incomplete resection, involvement of more than three axillary lymph nodes, and involvement of one to three axillary lymph nodes plus risk factors (2). Following neoadjuvant systemic treatment and breast-conserving surgery, radiotherapy was performed in cases of cT3/cT4 tumor, ypT1 or ypN+, and after complete response to systemic treatment of T1/2 N+ tumors (2). After neoadjuvant systemic treatment followed by mastectomy, radiotherapy was administered in cases with risk factors (2). Irradiation of supra-/infraclavicular lymph nodes with or without internal mammary lymph nodes [depending on estimated heart and lung toxicity (10-12)] was performed in the case of involvement of more than three axillary lymph nodes and involvement of three or fewer with risk factors. When the treatment volume included lymph nodes, the preferred radiation regimen was 28×1.8 Gy (2).

The patients were evaluated for sleep disorders prior to the start of radiotherapy (no vs. yes) to obtain the corresponding prevalence. In addition, 23 patient and tumor characteristics were investigated for potential associations with the occurrence of sleep disorders prior to radiotherapy (Table I). These characteristics included age (≤64 vs. ≥65 years); Karnofsky performance score (90-100 vs. 60-80); Charlson comorbidity index (2-3 vs. ≥4); previous or concurrent additional breast cancer or ductal carcinoma in situ (DCIS) (no vs. yes); previous or concurrent additional tumor (no vs. yes); family history of malignancy in general (no vs. yes); family history of breast cancer or DCIS (no vs. yes); previous radiotherapy (no vs. yes); distress score (0-4 vs. ≥5; median=4) according to the National Comprehensive Cancer Network Distress Thermometer (8; 9); number of emotional (0-1 vs. ≥2, median=1), physical (0-3 vs. ≥4, median=3) or practical (0 vs. ≥1, median=0) problems according to the Distress Thermometer; request for psycho-oncological support (no vs. yes); tumor type (DCIS vs. invasive breast cancer); type of surgery (breast conserving surgery vs. mastectomy); chemotherapy prior to radiotherapy (no vs. yes) and treatment volume of radiotherapy (breast/chest wall vs. breast/chest wall plus regional lymph nodes). In patients with invasive cancer, additional characteristics were investigated including primary tumor stage (T1-2 vs. T3-4), nodal stage (N0-1mi vs. N1-3), distant metastasis (no=M0 vs. yes=M1), histology (no special type vs. other histology), histological grading (1-2 vs. 3) and triple (estrogen receptor, progesterone receptor, human epidermal growth factor receptor 2 (HER2)/neu-status) negativity (no vs. yes). The statistical analyses regarding the potential associations between these characteristics and sleep disorders prior to radiotherapy were performed with the chi-square test (Fisher’s exact test was used in case of n<5). p-Values less than 0.05 were considered as indicating significance and p-values under 0.07 as indicating a trend.

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Table I.

Distribution of patient and tumor characteristics investigated for associations with sleep disorders prior to the start of radiotherapy in the entire cohort.

Results

In the entire cohort of 175 patients, 78 patients (44.6%) stated they had a sleep disorder prior to the start of radiotherapy. Occurrence of sleep disorders was significantly associated with higher distress score (p<0.0001); a greater number of emotional (p<0.0001), physical (p<0.0001) or practical problems (p<0.001); and request for psycho-oncological support (p<0.001). In addition, trends were found for lower Karnofsky performance score (p=0.062), and higher Charlson comorbidity index (p=0.059). The results of the complete analysis are summarized in Table II.

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Table II.

Associations of patient and tumor characteristics with sleep disorders prior to the start of radiotherapy.

Discussion

Both non-metastatic and metastatic breast cancer are common situations in the field of radiation oncology (13-18). The majority of patients with breast cancer have non-metastatic disease and receive surgery followed by adjuvant radiotherapy (2). To be assigned to radiotherapy may cause patients certain fears that can lead to stressful sleep disorders. In the study of Garrett et al. that compared 78 patients with breast cancer to 82 with prostate cancer, the rates of fatigue (p=0.03) and sleep disorders (p<0.0001) were significantly higher in the breast cancer group (3). Moreover, patients with breast cancer reported significantly higher levels of fatigue (p=0.005) and sleep disturbance (p=0.008). However, when using wrist actigraphy, sleep quality was actually better in the breast cancer group (p=0.02). Besides the type of cancer, the point in time of sleep disorders in patients receiving radiotherapy is an important issue. The study of Thomas et al. investigated changes in sleep quality in patients with breast cancer (n=33) and prostate cancer (n=23), during a radiotherapy course and up to 6 months afterwards (4). Patients of both groups reported that they experienced most sleep disorders prior to and at the beginning of their radiotherapy course. Coping strategies had a significant impact on sleep trajectories in both groups. Approach coping was associated with improved sleep quality in those with prostate cancer, and avoidance coping was associated with poorest sleep quality in both groups. On the contrary, in a population-based epidemiological study including 465 patients with breast cancer and 263 with prostate cancer, insomnia increased during the course of treatment due to the side-effects of anticancer therapy including radiotherapy (5). In general, little is known about the sleep quality of cancer patients prior to and during a course of radiotherapy.

The present study was performed to determine the prevalence of sleep disorders prior to the start of radiotherapy in a cohort of patients with breast cancer. Another major goal was the identification of significant risk factors. The prevalence of pre-radiotherapy sleep disorders was 44.6%. This rate was similar to the rate of 48% found in the previous study of Savard et al. that was performed on 300 patients with non-metastatic breast cancer (6). Other previous studies observed higher rates (about 60%) of sleep disorders in patients with breast cancer treated with radiotherapy (19, 20). However, these rates were assessed at 1 year following radiotherapy and not prior to or during the treatment. Therefore, these figures cannot be compared to the rates found in the study of Savard et al. (6) and in the present study. In another study that did not focus on patients with breast cancer but also included patients with prostate cancer, lung cancer and brain tumors, 57% of patients reported sleep disorders at initiation of radiotherapy (21).

In the current study, several characteristics were significantly associated or showed a trend for an association with the occurrence of sleep disorders prior to the start of radiotherapy and, therefore, can be considered risk factors. These characteristics included worse performance status, higher comorbidity index, higher distress score, request for psycho-oncological support, and greater numbers of emotional, physical or practical problems. In the study of Dhruva et al. that investigated sleep disturbance prior to, during and after radiotherapy in 73 patients with breast cancer, comorbidity, evening fatigue and depressive symptoms were associated with subjective sleep disturbance at baseline (7). In the study including different types of malignancy, mood disturbances were associated with a higher rate of sleep disorders (21). The results of our present study agree well with these findings. In addition to the previously reported characteristics, our study also identified physical and practical problems as significant risk factors for sleep disorders. When interpreting the results of this study, its retrospective nature should be considered, which bears the risk of hidden selection biases. However, these results are important for the design of a prospective trial that will investigate sleep disorders in patients with breast cancer, prior to and during a course of radiotherapy. A particular focus of this trial will be on the impact of the use of smartphones and tablets at bedtime on sleep quality.

In conclusion, pre-treatment sleep disorders are common in patients with breast cancer assigned to radiotherapy. This applies particularly to patients with risk factors such as worse performance status, higher comorbidity index and distress including emotional, physical or practical problems. These patients should be offered psycho-oncological support as soon as possible, ideally during their first contact with a radiation oncologist.

Acknowledgements

As part of the project NorDigHealth, this study was funded by the European Regional Development Fund through the Interreg Deutschland-Danmark program.

Footnotes

  • Authors’ Contributions

    D.R., S.T. and T.W.K. participated in the design of the study. D.R., C.A.N. and L.D. provided data. D.R. performed the analyses and interpretation of the data. D.R., S.T. and T.W.K. drafted the article, which was reviewed and finally approved by all Authors.

  • This article is freely accessible online.

  • Conflicts of Interest

    On behalf of all Authors, the corresponding Author states that there are no conflicts of interest related to this study.

  • Received March 26, 2021.
  • Revision received April 7, 2021.
  • Accepted April 13, 2021.
  • Copyright © 2021 International Institute of Anticancer Research (Dr. George J. Delinasios), All rights reserved.

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Sleep Disorders in Patients With Breast Cancer Prior to a Course of Radiotherapy – Prevalence and Risk Factors
DIRK RADES, CARLOS A. NARVAEZ, LIESA DZIGGEL, SOEREN TVILSTED, TROELS W. KJAER
Anticancer Research May 2021, 41 (5) 2489-2494; DOI: 10.21873/anticanres.15026

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Sleep Disorders in Patients With Breast Cancer Prior to a Course of Radiotherapy – Prevalence and Risk Factors
DIRK RADES, CARLOS A. NARVAEZ, LIESA DZIGGEL, SOEREN TVILSTED, TROELS W. KJAER
Anticancer Research May 2021, 41 (5) 2489-2494; DOI: 10.21873/anticanres.15026
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