Abstract
Background/Aim: The predictive value of serum C-reactive protein (CRP) and neutrophil/lymphocyte (N/L) ratio in soft tissue sarcoma (STS) patients receiving neoadjuvant radiotherapy (RT) has not been analyzed. Patients and Methods: From 2007 to 2015, we identified 98 STS patients from a prospective database. Using multivariate analysis, we analyzed CRP and N/L ratios as predictors of overall survival (OS). Results: Mean age of patients was 59 years, 46% were female, and 55% of tumors were located at the extremity. A total of 15 histologies were represented. Fifty percent received preoperative RT. Except for extremity location, characteristics were similar between the preoperative RT and upfront surgery cohorts, including baseline CRP levels and N/L ratios. Multivariate analysis of upfront surgery revealed histological grade, tumor size, and baseline N/L ratio to be predictors of OS, while for preoperative RT, baseline CRP and N/L ratio were not predictive. Conclusion: Baseline CRP and N/L ratio did not predict poor clinical outcome in STS patients receiving neoadjuvant RT.
Recent advances in cancer biology and immunology have focused significant attention on the ability of systemic inflammation to initiate and promote malignancy and alter the host's response to cancer (1). Although the precise mechanisms of how changes in inflammatory pathways alter the tumor microenvironment (TME) and promote tumor growth and metastasis remain complex and incompletely characterized, multiple studies have demonstrated that biomarkers of inflammation, such as serum C-reactive protein (CRP) and neutrophil/lymphocyte (N/L) ratio yield important prognostic information for adverse oncologic outcome in a variety of cancers, including soft tissue sarcoma (STS) (2-6).
C-reactive protein (CRP) is a non-specific serum acute-phase inflammatory marker which appears to be primarily secreted by hepatocytes under the influence of interleukin-6 (IL-6) and is driven by tumor-associated tissue inflammation (7). N/L ratio is a calculated index based on levels of circulating neutrophil and lymphocyte counts. N/L ratio is thought to reflect ongoing inflammation thereby skewing the immune repertoire to a pro-tumorigenic neutrophil-driven state and decreased cytotoxic lymphocyte state (8). Elevated serum CRP and N/L ratios (individually and in combination) have previously been identified as independent predictors of worse overall survival (OS) in STS patients (2-5). Importantly, however, all or nearly all these STS patients were treated with upfront surgery with selective adjuvant radiotherapy (RT) and chemotherapy in these studies.
To date, there have been no studies that investigate the predictive potential of CRP and N/L ratio in STS patients receiving neoadjuvant RT. This is an important consideration as RT is thought to alter the inflammatory milieu of the TME. Therefore, we sought to analyze the prognostic value of CRP and N/L ratio in STS patients receiving neoadjuvant RT.
Characteristics of entire cohort (N=98).
Materials and Methods
Patients. From November 2007 to December 2015, we identified 108 patients with intermediate or high-grade STS of all anatomic sites who underwent surgical resection. Ten patients who received preoperative chemotherapy were excluded, leaving a total of 98 patients for this study. Following approval by the Institutional Review Board, clinical, pathologic, and treatment data were reviewed and analyzed, including age, gender, tumor location, stage, histologic type, maximal tumor diameter, histologic grade, tumor depth, margin status, and receipt of upfront surgery versus neoadjuvant RT.
Clinical and pathological characteristics of the preoperative RT and upfront surgery cohorts.
Tumor sites included extremity (at or distal to the shoulder/axilla, and at or distal to the buttock/groin), trunk, retroperitoneal and visceral tumors. Histologic grade (using a three-tiered system) and histologic diagnosis were determined as described previously (9). For purposes of statistical analysis, we limited our analysis to four histology categories, including “other” which represented a composite of 12 subtypes. Distant-recurrence free (DRFS) and overall survival (OS) were calculated as described previously (10, 11). OS was calculated from the time of diagnosis to date of death or last known follow-up.
Statistical analyses. Summary statistics were reported as mean±standard deviation with median (range) where appropriate. We utilized Cox proportional hazards regression analysis to study the relationship between OS and inflammatory biomarkers at baseline and the pre and post-RT values for the subgroup who received RT. The model was adjusted for covariates associated with OS. Hazard ratios (HR) estimated from the Cox models were reported as relative risks with 95% confidence intervals (CIs). Survival curves were constructed using the Kaplan-Meier method. Given our sample size, we used median values to categorize patients into “high” and “low” CRP and N/L groups, respectively. Statistical analyses were performed using SAS version 9.2 (SAS Institute Inc., Cary, NC). A p<0.05 was considered statistically significant.
Multivariate analysis of predictors of overall survival.
Multivariate analysis of predictors of distant-recurrence free survival.
Results
The patient and tumor characteristics of our cohort are depicted in Table I. 55% of tumors were located on the extremity, with 20% trunk and 18% retroperitoneal. The median tumor size was 9.5 cm, and undifferentiated pleomorphic sarcoma was the most common histology (36%), followed by liposarcoma (18%) and leiomyosarcoma (8%). “Other” histologies accounted for 38%. A total of 49 patients received neoadjuvant RT and 49 patients received upfront surgery. Fourteen (29%) of the upfront surgery patients received adjuvant RT.
Baseline characteristics for the neoadjuvant RT and upfront surgery cohorts are displayed in Table II. With the exception of site and AJCC stage, baseline characteristics were similar. Importantly, neoadjuvant RT and upfront surgery patients demonstrated similar baseline CRP levels and N/L ratios.
With a median follow-up of 31.8 months, the 5-year OS was 51.8±7.8%. Multivariate analysis revealed baseline N/L ratio to be a significant predictor of OS in patients receiving upfront surgery. However, baseline N/L ratio was not a significant predictor of OS in patients receiving neoadjuvant RT. Additionally, baseline CRP was not associated with OS in either cohort (Table III). When analyzing DRFS, an elevated baseline N/L ratio was associated with a worse outcome on univariate analysis in patients receiving upfront surgery. However, on multivariate analysis, neither N/L ratio nor CRP was predictive of worse DRFS for either cohort (Table IV).
Changes in N/L ratio and CRP before and after neoadjuvant RT are depicted in Figure 1. We observed that preoperative RT was associated with an increase in both CRP (+1.00±3.00, p<0.0001) and N/L ratio (+1.64±1.07, p<0.0001). As shown in Figure 2, Kaplan-Meier analysis demonstrated a trend (p=0.06) for worse OS among upfront surgery patients with high CRP, but there was no difference in OS between high and low CRP among patients receiving neoadjuvant RT. Similarly, OS was worse among upfront surgery patients with an elevated N/L ratio (Figure 3), but there was no difference in OS among patients receiving preoperative RT stratified by baseline N/L ratio.
Serum CRP and N/L ratio levels before and after preoperative radiotherapy.
Overall survival among upfront surgery and preoperative radiotherapy cohorts stratified by C-reactive protein levels. Patients were stratified based on the median value of the entire cohort as the cut-point.
Discussion
Similar to other solid tumors, previous work has clearly demonstrated the prognostic value of CRP and N/L ratio in patients with STS (6). Nakamura et al., for example, observed that an elevated CRP >0.3 mg/dl before initial treatment was an independent predictor of worse event-free survival by approximately 30% in 102 patients with localized STS (2). In a subsequent report, Nakamura et al., analyzed 142 STS patients and found that elevated CRP and an N/L ratio >2.3 independently predicted shorter disease-specific survival (87% 5-year OS for normal CRP and low N/L ratio compared to 46% for elevated CRP and high NLR) (3). More recently, Nakamura explored CRP levels in patients with metastatic STS and also found that CRP was an independent prognostic factor for shorter disease-specific survival (12). Similarly, Szkandera et al. evaluated 304 STS patients, identifying elevated preoperative CRP ≥0.69 mg/dl as an independent predictor of worse survival (5). In a separate report from the same group, Szkandera analyzed 260 STS patients and found that an N/L ratio ≥ approximately 3.5 was associated with worse time to STS recurrence and OS (4).
Overall survival among upfront surgery and preoperative radiotherapy cohorts stratified by N/L ratios. Patients were stratified into high and low neutrophil/lymphocyte ratios based on the median value for the entire cohort as the cut-point.
Yet, despite these consistent data regarding the adverse oncological impact of elevated CRP and N/L ratio, the overwhelming majority of studies (in STS and other solid tumors) have evaluated these markers in the setting of either upfront surgery or metastatic disease. In both Nakamura reports, no patients received neoadjuvant RT, and the majority (~80%) was treated with surgery as monotherapy. In the Szkandera studies, all patients were treated with upfront surgery, but a larger fraction (~60%) received adjuvant RT. To our knowledge, our study is, therefore, the first to evaluate the impact of CRP and N/L levels on STS patients receiving neoadjuvant RT, comparing them to patients receiving upfront surgery (and adjuvant RT in approximately 30% of cases). Our results uphold the association between elevated N/L ratio with decreased OS in patients undergoing upfront surgery. However, in patients receiving neoadjuvant RT, we observed a novel finding of no association between elevated CRP and elevated N/L ratio for both OS and DRFS. Therefore, our findings fill a gap in the literature, which although potentially unexpected, are nevertheless novel and clinically relevant.
Although our data do not address the underlying mechanism for why neoadjuvant RT may decouple the association of elevated CRP and N/L ratio with worse STS outcome, one broad hypothesis is that neoadjuvant RT may impact the inflammatory milieu of the TME in a different manner than upfront surgery and thereby alter the interaction of these bio-markers with outcome (12-15). For example, pre-clinical studies suggest that complex inflammatory and cell-signaling cascades secondary to RT may mediate a strong immune response which can counteract and in some cases overcome the local immunosuppression of the TME (16). These observations and further studies to understand the impact of RT on the TME are especially pertinent with the ongoing development of novel radiotherapy regimens such as hypofractionated RT and innovative energy sources such as protons and carbon ions (17). Although the question of how local RT-induced changes translate to systemic changes in inflammatory markers and possible anti-inflammatory mediators remains unanswered, our data support a potential impact of neoadjuvant RT on these inflammatory pathways.
Other studies have suggested that metabolic pathways are significant in sarcoma oncogenesis and progression, and the impact of anti-metabolites and RT on the TME are worthy of further investigation. For example, Igarashi et. al observed decreased survival of osteosarcoma cells and xenografts after administration of a methionine inhibitor (18). As RT is known to produce reactive oxygen species and dysregulate key machinery of cellular metabolism, it is reasonable to hypothesize an interaction causing alterations in the inflammatory environment. Interestingly, the same group studied the therapeutic effects of caffeine and valproic acid and found similar anti-metabolic and anti-tumor effects (19). Other groups such as Ahn et al. have explored the anti-tumorigenic effects of compounds such as sphingosine, a metabolite of sphingolipids, which has known anti-inflammatory properties (20). They showed that administration of sphingosine to alveolar rhabdomyosarcoma cell lines caused a dose dependent inhibition of growth and acceleration of cell death. Therefore, the interaction of CRP and N/L ratio in the setting of other anti-inflammatory mediators requires further study, and comparative proteomics approaches using novel mass spectrometry techniques may reveal insights into these complex protein interactions (21).
Despite the potential novelty of our results, it is important to acknowledge our study's limitations. Firstly, it is a retrospective, single-institution study which has a smaller sample size relative to other studies evaluating CRP and N/L ratios in STS. As is typical of STS studies, our analysis included a heterogeneous cohort of numerous histologic subtypes and tumor locations, and this created an imbalance in baseline characteristics between our neoadjuvant RT and upfront surgery cohorts which may have biased our results. However, despite these differences in clinical/pathological characteristics, the baseline CRP and N/L ratios were statistically similar between the two cohorts. Since these markers were the principal predictor variables for our analysis, the similarity in baseline values between the groups suggests that the associations we observed with the outcomes of interest were not unduly confounded by selection bias between the RT and upfront surgery groups. However, we acknowledge that our study may have been underpowered to detect modest but potentially significant differences in baseline CRP and N/L ratio levels between the cohorts. With a larger sample size, especially among the neoadjuvant RT patients, it is possible that CRP levels and N/L ratios may show potentially significant associations with oncological outcomes as studies of STS patients receiving upfront surgery have shown. Further research of this question appears warranted.
Ultimately, we found that baseline and post-treatment N/L ratio and CRP do not correlate with survival in STS patients receiving neoadjuvant RT. Thus, the utility of N/L ratio and CRP as predictors of poor clinical outcome may not apply in these patients. In fact, patients with elevated CRP and N/L ratio at diagnosis may be good candidates for neoadjuvant RT, although these decisions should remain individualized.
Footnotes
↵* These Authors contributed equally to this study.
This article is freely accessible online.
Presented in part at the 70th Annual Society for Surgical Oncology Cancer Symposium, Seattle, WA, March 2017.
Conflicts of Interest
The Authors have no financial relationships to disclose. The project described was supported by the National Center for Advancing Translational Sciences (NCATS), National Institutes of Health (NIH), through grant #UL1 TR001860.
- Received January 1, 2018.
- Revision received January 31, 2018.
- Accepted February 1, 2018.
- Copyright© 2018, International Institute of Anticancer Research (Dr. George J. Delinasios), All rights reserved