Abstract
Background: The cellular composition of the tumor microenvironment (TME) at the invading front of oral squamous cell carcinomas (OSCCs) may reflect biologically important cancer features and host responses, and thus be related to disease progression. The TME density of mast cells (MCs), macrophages, cancer-associated fibroblasts (CAFs) and endothelial cells were quantified at the invasive front and analyzed regarding their relation to disease recurrence in patients with small T1/2N0M0 OSCCs. mRNA for MC-specific proteins were analyzed in a second patient cohort with head and neck squamous cell carcinoma (HNSCC). Materials and Methods: Samples from 62 patients with T1/2N0M0 OSCC were immunohistochemically stained and scored for the cellular expression of mast/stem cell growth factor receptor (c-KIT) (MCs), CD68 (macrophages), α-smooth muscle actin (α-SMA) (CAFs) and CD31 (endothelial cells) and this was analyzed according to disease recurrence. Data from The Cancer Genome Atlas database were used to examine mRNA expression profiles and clinical data of patients with 399 HNSCC. Results: Increased MC density at the invasive front was significantly associated with reduced disease recurrence, as none of the patients with high MC density experienced relapse. Moreover, increased expression of mRNA for MC specific markers as c-KIT, and α-, β-, and δ-tryptases and the MC-stimulating factor, stem cell factor (SCF), was significantly associated with good prognosis in patients with HNSCC. Conclusion: Decreased MC density at the invasive front may reflect tumor biology related to disease progression and prognosis. Counting MCs seems to be an easy and practical tool, that could be utilized for prognostic evaluation.
The growth of oral squamous cell carcinoma cells is influenced by its stroma. Stromal cells such as mast cells (MCs), cancer-associated fibroblasts (CAFs), tumor-associated macrophages (TAMs), endothelial cells, pericytes, smooth muscle cells and lymphocytes promote tumor growth, local infiltration, proliferation, neovascularization and escape from immune defense (1). Such cancer-amended stroma is referred to as the tumor microenvironment (TME) (2), and is probably as important as the cancer itself in facilitating cancer cell invasion and metastasis. In the current study of early-stage oral squamous cell carcinomas (OSCCs), we examined the significance of MCs, CAFs, TAMs and endothelial cells in the TME of the invasive front, and their influence on disease recurrence. The MC findings were further explored in a larger cohort of patients with head and neck squamous cell carcinoma.
MCs are especially present in surface mucosa such as the skin, bronchial tract, lungs and digestive tract, conjunctiva, nose and mouth, and are best known for their role in allergic immune reactions (3). The TME in OSCC contains more MCs than normal oral mucosa (4), but their role in TME is intricate and poorly understood. These MCs may promote cancer growth by stimulating angiogenesis and tissue remodeling, but also exert anticancerous effects, depending on cofactors and cell location (5).
CAFs represent a common functional state of cancer-stimulated mesenchymal cells. Their cell of origin is unknown, but they may arise from stem cells, epithelial–mesenchymal transition (EMT)-transformed cancer cells, fibroblasts or even pericytes. CAFs may promote cancer infiltrative growth, stimulate angiogenesis and modulate immune responses (6).
TAMs may also promote tumor growth, as a high density of TAMs seems to be associated with increased mortality in patients with gastric, urogenital and mammary cancer, and OSCC (7, 8).
Tumors larger than 1-2 mm become hypoxic and nutrient deprived if no angiogenesis occurs (9). Cancer cells release soluble growth factors, chemokines and cytokines, which initiate sprouting and proliferation of quiescent endothelial cells of nearby blood vessels and lymphatics (9). These signals also recruit fibroblasts that produce extracellular matrix. Proliferation and metastasis require vascularization and high angiogenic stimulation, which may be visualized by high endothelial cell density in TME (9).
The aim of this study was to examine if the cellular composition in the infiltrative front influenced disease recurrence of small OSCCs.
Materials and Methods
Patients with OSCC
Patients and tumors. Relevant clinical information, follow-up and cause of death for all patients (with no history of previous head and neck cancer) were recorded prospectively at the Department of Otolaryngology, Oslo University Hospital, Norway, in collaboration with The Norwegian Radium Hospital, over a period of 15 years (1983-1997). One of the Authors (MEB) has an approved authorization from The Norwegian Data Inspectorate and the Ministry of Health to collect and analyze data from patients with head and neck cancer admitted to the Oslo University Hospital. The Regional Ethical Committee approved the study (2013/1178S-05045). Classification was initially carried out according to the UICC, third edition (1982), and later updated to new editions. The database includes 392 patients with T1-2/N0, M0 OSCC (lip and base of tongue tumors were excluded) treated with curative intent. Adequate tumor tissue for further examination was available in only 62 patients, 22 females and 40 males. Fifteen patients had recurrent disease. Tumor sites were: gingiva (N=13), tongue (N=17), floor of mouth (N=25) and other sites (N=7) (buccal mucosa, palate and unspecified mouth region). There were 29 T1 and 33 T2 tumors. Eleven patients were 50 years old or younger, 14 were aged between 51 and 60 years, and 37 were older than 60 years.
Treatment. The patients were treated with initial surgical excision. All operative specimens were subjected to meticulous histopathological examination. An excision was considered complete when at least three high-power microscopic fields were free of tumor cells, and 39 patients received postoperative radiotherapy due to suspicion regarding the excision completeness. Pre-treatment biopsies were examined and used for two patients who received preoperative radiotherapy. External radiotherapy was given using a high-voltage source, and the primary site received sequential 2 Gy local treatments/day, 5 days a week, for a total of 60-70 Gy, and the neck received 50-60 Gy at levels I-VI.
Follow-up. The follow-up time (mean=55 months, range=3-151 months) was measured from the time of cancer diagnosis. Complete follow-up information, including disease recurrence and cause of death, was retrieved from the outpatient and hospital records, autopsy reports, family physicians, local hospitals or by interviews with the patients themselves or next of kin. Fifteen patients developed a recurrent disease during the follow-up period.
Histopathology. Formalin fixed, paraffin-embedded archival material was processed according to standard procedures for hematoxylin-eosin (HE) staining. As described previously (10), a pathologist (Hari P. Dhakal) verified OSCC diagnosis and graded the tumors in a blinded fashion according to the WHO classification, and the invasive front grading (IFG) system, by taking cellular pleomorphism, keratinization, host response and pattern of invasion into account (10).
Immunohistochemistry (IHC). Tumor sections (formalin-fixed, paraffin-embedded, and 3 to 5 μm-thick) were pretreated in PT Link (a procedure combining deparaffinizing and heat-induced epitope retrieval without xylol). The slides were then immersed in a preheated (65°C) buffer (Flex Target Retrieval Solution, Dako Cytomation Denmark A/S, Glostrup, Denmark), gradually heated to 97°C, 20 min at 97°C, and then gradually (60-70 min) cooled to 65°C, before being washed in Dako Wash Buffer (Dako Cytomation Denmark A/S) (1-5 min). A Dako Autostainer was used, according to the standard staining procedure. The detection system was Dako Envision Flex+/High pH. The following primary antibodies were used to identify different cell types: MCs: rabbit polyclonal anti c-KIT (diluted 1:400); macrophages: mouse monoclonal anti-CD68, IgG1 kappa (diluted 1:5,000); endothelial cells: mouse monoclonal anti-CD31, IgG1 kappa (diluted 1:200); CAFs: mouse monoclonal anti α-smooth muscle actin (α-SMA), IgG2a kappa (diluted 1:500) (all from Dako, Glostrup, Denmark); and fibroblast: rabbit monoclonal anti-β-type platelet-derived growth factor receptor (PDGFRβ), IgG (diluted 1:300) (Cell Signaling, Danvers, MA, USA). Negative controls included replacement of primary antibody with mouse myeloma immunoglobulin (same subtype and concentration as the monoclonal antibody) and phosphate-buffered saline. Positive controls were tumors known to express the antigens of interest.
Immunoreactivity scoring. The immunostained slides were evaluated using a semi-quantitative scale by three observers (CGA, MB and SK) with a Nikon eclipse 90i microscope and a Nikon DS-Ri1 camera (Nikon Instruments INC, Melville, NY, USA). For MCs, however, the number of cells in the stroma at the tumor front was scored by counting the c-KIT+ cells in one field of vision at ×200 magnification, after searching for the most pronouncedly stained area. The other markers were grouped into low, moderate and high expression. A consensus score was obtained among the observers in cases of discrepancy.
Tumor budding. Tumor budding was scored as previously described (10). In brief, single cells or clusters of ≤5 cells were classified as buds in pan-keratin (Thermo Scientific, Fremont, CA, USA)-stained sections. The tumors were grouped into high- (≥5 buds) and low-budding (<5 buds).
Markers scored in the tumor microenvironment at the invasive front zone, grouped by expression and recurrence. The prognostic value of c-KIT+ mast cells is highly significant.
Statistical analyses. Kaplan–Meier survival analysis was performed, and the differences computed by log-rank test (IBM SPSS Statistics, version 21; IBM Corp., Armonk, NY, USA). The endpoints for survival analyses were time to recurrence, time to last follow-up, or time to death. A case was censored if death occurred from diseases other than the index tumor and if patients were free of disease at the last consultation or contact. Cross tabulation, including chi-square tests were performed for testing association between variables. Statistical significance was defined as p<0.05.
Patients with HNSCC
Clinical data and RNA expression analysis. We searched and downloaded the mRNA expression profiles and clinical data of 498 patients with HNSCC from The Cancer Genome Atlas (TCGA) database: https://tcga-data.nci.nih.gov/tcgafiles/ftp_auth/distro_ftpusers/anonymous/tumor/hnsc/bcr/biotab/clin/. All patients were diagnosed and treated during 1997-2014, and followed-up until September 30, 2014. For detailed tumor sample acquisition, see (11). Briefly, biopsies were collected (from patient diagnosed with HNSCC) at the time of surgical resection. The patients had not received any prior treatment (chemotherapy or radiotherapy) for their disease. Cases were staged according to Seventh Edition the American Joint Committee on Cancer staging system (12). mRNA expression profiles were estimated by normalizing raw counts of mapped RNA-sequences reads to human reference genes, and mRNA levels measured as fragments per kilobase per million mapped reads. Patients without follow up-data, or who died within 2 months, were excluded, and finally 399 patients, 284 (71%) men and 115 (29%) women, with a median age of 61 years (range=19 to 90 years) were included.
Results
Patients with OSCC
Morphology. The WHO and IFG grading systems had no prognostic value for disease recurrence. However, the morphological growth score, pattern of invasion, and tumor budding was associated with prognosis, as noted previously (10): tumors with “pushing, well delineated” border had a better prognosis than those with other patterns (p=0.13), and those with “high budding” tumors experienced relapse more often than those with “low-budding” tumors (p=0.043).
Stromal cells. We scored the expression of several markers to identify stromal cells (Table I). Only MC density was highly associated with prognosis (Figures 1 and 2). The density of macrophages (CD68), CAFs (α-SMA) and endothelial cells (CD31) had no prognostic significance (Table I, Figure 3).
MCs at the invasive front. Sufficient tissue was available in 54 cases. After having tested several cut-off values for MC density with regard to time to recurrent disease, we chose to divide the patients into cases with high or low MC density at the invasive front using a cut-off of 15 c-KIT+ cells per view-field at ×200 magnification. Whereas 14 out of 39 patients with fewer than 15 c-KIT+ cells developed recurrent disease, none of the 15 patients with high MC density did (p=0.005, Figures 1 and 2).
MCs, morphology and recurrence. High-budding tumors had lower MC density as 24/28 high budding tumors had <15 MCs/field, whereas only four had an increased MC density at the invasive front (p=0.01). High budding/low mast cell density OSCCs relapsed most frequently [10/24 (42%), p=0.018]. MCs were not significantly correlated to histological grading (WHO and IFG) (data not shown).
MC density correlation to other stromal cells and treatment. MC density at the invasive front did not correlate to macrophage (CD68+), CAF (α-SMA+) or endothelial (CD31+) cell densities, nor did it influence the treatment's ability to prevent disease recurrence (p>0.05, data not shown).
Kaplan–Meier curve of survival according to mast cell (MC) density in the tumor front at ×200.
CAFs. α-SMA+ cells primarily surrounded tumor masses and were close to carcinoma cells (Figure 3A and B). All stromal fibroblasts expressed PDGFRβ. Receiving postoperative radiotherapy when having a high CAF density at the invasive front was apparently associated with increased recurrence, as relapse occurred in 28% (8/29) compared with in only one out of 10 irradiated patients with few CAFs (Figure 4A). This was further supported when comparing this to those who had undergone surgery only (Figure 4B): whereas only one of the 11 patients with high CAF density experienced relapse, three out of eight with tumor low CAF density did.
Patients with HNSCC
c-KIT and genes encoding for MC tryptases in the TCGA database. In order to examine if MC density in HNSCC influenced disease survival, we used the TCGA database. High expression of mRNA for c-KIT was associated with better 5-year survival (Figure 5A), similar to the reduced disease recurrence revealed by immunhistochemical quantification of MCs at the OSCC invasive front (Figure 1). Expression of MC-specific tryptase-encoding genes were included in the examination. Human genes that encode proteins with tryptase activity include: TPSAB1 for tryptase α-1 and β-1, and TPSD1 for δ-tryptase. Low mRNA expression of these genes predicted poor prognosis (p<0.01) (Figure 5C and D). ε-Tryptase (encoded by PRSS22), which is not expressed in MCs, although expressed in several cancer types, was not associated with prognosis (data not shown).
A: Tissue from a patient with low density of mast cells (MCs) (brown cells) in the stroma at the invasive front. B: Tissue from a patient with high density of MCs. Red arrows indicate MCs and black arrows tumor cells (original magnification ×200).
mRNA expression for MC-stimulating factors. The mRNA expression of the c-KIT ligand, SCF (KITLG), was associated with increased 5-year survival (Figure 5B), similarly to MC-specific mRNA expression. There was no significant association between thymic stromal lymphopoietin, interleukin 18 (IL-18) or IL-33 mRNA expression and 5-year survival (data not shown).
Discussion
The biological explanations of how the MC density at the invasive front may influence disease recurrence in patients with OSCC, are unknown. Although secretion of several MC factors has been shown to inhibit tumor growth (13), other mechanisms may also be involved. MCs accumulate in areas when needed, and epithelial cells may produce MC-stimulating and -attracting factors. It is, therefore, intriguing that expression of MC-specific mRNA encoding c-KIT and tryptases positively correlated with 5-year survival, similarly to mRNA expression of the MC-stimulating c-KIT ligand. Thus, the carcinoma itself may stimulate the presence of MCs.
Stromal cells (red arrows) at the invasive front of carcinoma cells (black arrows). A and B: Tumors with a high number of macrophages (CD68+, brown cells), C and D: Tumors with high number of cancer-associated fibroblasts (α-smooth muscle actin+, brown, elongated cells). E and F: Whereas some patients had a high density of CD31+ endothelial cells (brown), often adjacent to cancer cells (E), others had low density (F). Original magnification: A and C: ×20, B and D: ×200, E and F: ×100.
However, MCs may be the Jekyll and Hyde players in tumor growth because they may both inhibit and stimulate cancer growth (13, 14). MCs synthesize and store angiogenic factors and matrix metallo proteinases, that promote tumor vascularization and invasiveness, respectively, and their histamine release may induce tumor cell proliferation (13). In contrast, MCs may inhibit cancer growth, promote cellular apoptosis and inhibit T-helper cell 1-type of immune response by releasing cytokines such as IL-1, -4 and -6, transforming growth factor-β and tumor necrosis factor-α (13). MC tryptases may induce tumor cell disruption and inflammation through activation of protease-activated receptor-2 (13), which may explain our results. However, increased tryptase secretion may also have adverse effects, such as matrix degradation, which facilitates tumor migration and angiogenesis (15).
Kaplan–Meier curve of survival according to cancer associated fibroblast (CAF) density α-smooth muscle actin (α-SMA) level. A: Among patients who received radiotherapy, there were more relapses in patients with high/moderate CAF density than in those with a low density. B: Among patients who underwent surgery (no radiotherapy), this pattern was reversed, and may reflect a change in irradiated tissue, where CAFs are relatively radioresistant and able to cooperate with residual cancer cells, facilitating tumor relapse.
Kaplan–Meier curve of survival of patients with head and neck squamous cell carcinoma (HNSCC) from The Cancer Genome Atlas database according to mast cell (MC)-specific markers. A: Similarly to the immunohistochemically detected c-KIT+ (CD117) MCs in patients with oral squamous cell carcinoma (see Figure 1), increased c-KIT mRNA expression was significantly associated with increased 5-year survival in patients with HNSCC. B-D: Low expression of MC-specific KIT-ligand (KITLG) (stem cell factor), α-, β- and δ-tryptases was related to poorer prognosis. FPKM: Fragments per kilobase per million mapped reads.
Although increased tumoral MC density has been associated with poor prognosis in many studies (n=18) (16), it has also been associated with good prognosis (16) in cancer, such as esophageal SCC (17), breast (18) and colorectal (19). Moreover, murine epidermal tumors became larger and with more metastasis in c-KIT-deficient mice (20). MC density may be highest initially in tumorigenesis (21), and poorly differentiated tumors had fewer MCs than well-differentiated OSCCs (22), supporting the concept that SCF from more differentiated OSCCs may stimulate local MC differentiation and therefore be associated with a good prognosis. Reduced MC density in OSCCs with poor prognosis may also reflect microenvironmental changes during squamous epithelial carcinogenesis, making it more permissive to neoplastic cell proliferation (23). Thus, MCs may modulate immune responses, inhibit cancer growth or be a secondary phenomenon related to cancer cell differentiation and production of MC growth factors.
CD68 immunoreactivity occurs with both M1 and M2 macrophages, but the clinical importance of separating macrophages into these subgroups has recently been debated (24). High proportions of TAMs in oral cancer predicted poor clinical outcome (8), perhaps through TAM-induced cancer cell EMT (25), which would facilitate invasive growth and increase metastatic potential. Although we examined TAM density in disease recurrence and not patient survival, macrophage density at the infiltrative front was not prognostically significant.
CAFs may promote carcinogenesis by producing growth, angiogenic, inflammatory and EMT-facilitating factors (6). Increased CAF density is associated with poor prognosis in tongue SCC (26). Although the CAF density did not influence disease recurrence as such, we observed a peculiar tendency for more relapses among patients with a high-CAF density if they received postoperative radiotherapy. Radiotherapy may activate CAFs to produce tumor-stimulating factors (27). CAFs survive low-dose (1.8 Gy) but not 3.6 Gy radiation (28, 29). The patients of the current study received sequential 2 Gy doses postoperatively, which might not kill CAFs, but merely induce a stress response (29). Such radiotherapy-activated CAFs may, therefore, actually facilitate disease recurrence e.g. through increased amphiregulin production (29) or induction of radiotherapy resistance (30). This was also supported by the observation that patients with increased CAF density treated with surgery only had fewer relapses than those with few CAFs. Most patients with more advanced cancer receive pre- or postoperative radiotherapy, and thus, radiotherapy-induced CAF activation may explain why an increased CAF density has been associated with poor prognosis. However, a higher radiation dose, which may kill fibroblasts and CAFs, may also slow wound healing, increase extracellular matrix stiffening and stimulating increased proliferation of surviving cancer cells (28).
Proliferation and metastasis require vascularization, and angiogenesis promotes tumor spread and is associated with poor prognosis (9). Angiogenic factors from cancer cells may induce sprouting and proliferation of endothelial cells (9). However, although there was an increased density of CD31+ endothelial cells in patients with OSCC, this did not correlate with disease recurrence. This is partly in accordance with previous OSCC studies on vessel density, showing diverse prognostic significance (31, 32).
Conclusion
Whereas 36% of the patients with a low MC density at the OSCC invasive front experienced relapse, none of those with a high MC density in tumors did. A similar association was observed in a cohort patients with HNSCC, where increased mRNA expression of c-KIT, SCF and MC-specific tryptases was significantly associated with increased 5-year survival. A low number of MCs may indicate a need for adjuvant therapy. Thus, MC density at the invading front might have use as a prognostic marker. Counting MCs is easy, and may prove serviceable in clinical practice.
Acknowledgements
The Authors thank Ellen Hellesylt for technical support, Jahn M. Nesland for supervision and Hari P. Dhakal for histological grading. (All from Department of Pathology, Radiumhospitalet, Oslo University Hospital).
Footnotes
This article is freely accessible online.
Conflicts of Interest
None declared.
- Received July 21, 2016.
- Revision received September 2, 2016.
- Accepted September 20, 2016.
- Copyright© 2016 International Institute of Anticancer Research (Dr. John G. Delinassios), All rights reserved